Head of Risk Assessment @ (July 2022 - September 2023)
Head of Regulatory Compliance Oversight Programs @ (May 2021 - June 2022)
Head of Regulatory Compliance, Chief of Staff @ (March 2021 - April 2021)
Executive Director, Corporate and Investment Bank Controls - Delivery and Implementation Lead @ (December 2019 - March 2021)
Executive Director, EMEA Head of Compliance, Conduct and Operational Risk Control Management @ (January 2018 - December 2019)
Executive Director, Regulatory Management @ (July 2014 - January 2018)
Vice President @ (February 2012 - June 2014)
Start-up Compliance Adviser from Credit Suisse (joint founder with SwissRe) @ i-PensionSolutions and International Pension Platform SE (February 2012 - June 2014)
Director, FICC Compliance Officer @ (March 2011 - February 2012)
Compliance Advisor, Integrated Supply and Trading @ (September 2007 - February 2010)
Analyst, Law Division @ (September 2005 - September 2007)
Jonathan Stokes Education
Sotheby's Institute of Art 2012-2012
Futures and Options Association 2008-2008
University of Cambridge 2001-2005
Thomas Telford School 1994-2001
Jonathan Stokes Skills
Derivatives
Financial Regulation
Structured Products
Compliance
Structured Funds
Regulatory Affairs
Retail Structuring
Regulatory Risk
Structured Deposits
Risk Assessment
Commodities
Oil&Gas
Energy Trading
E-commerce
Business Advice
Business Analysis
Mentoring Of Staff
Graduate Recruitment
Diversity
Commodity Markets
Commodity
Regulations
Options
FX Options
Securities
Risk Management
AML
Structured Finance
Investments
Financial Structuring
Business
Trading
Oil/Gas
Anti Money Laundering
Investment Banking
Equities
Microsoft Office
E Commerce
Project Management
Microsoft Excel
Strategy
Leadership
Jonathan Stokes Summary
Jonathan Stokes, based in London, England, GB, is currently a Wholesale Banking Supervisor at Financial Conduct Authority. Jonathan Stokes brings experience from previous roles at Danske Bank and JPMorgan Chase & Co.. Jonathan Stokes holds a 2012 - 2012 Sotheby's Institute of Art. With a robust skill set that includes Derivatives, Financial Regulation, Structured Products, Compliance, Structured Funds and more. Jonathan Stokes has 3 emails and 1 mobile phone numbers on RocketReach.
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