Managing Director, Senior Counsel @ (January 2004 - January 2020)
Director and Senior Counsel @ (January 1997 - January 2004)
Branch Chief (last position held) @ (January 1992 - January 1997)
Assistant Vice President, Trader @ (January 1985 - June 1988)
Jonathan Gottlieb Education
Brooklyn Law School
JD (Law)
Union College
BA (History)
Jonathan Gottlieb Skills
Securities
Securities Regulation
Hedge Funds
SEC
Dodd-Frank
Securities Litigation
Financial Regulation
Securities Lending
Banking Law
Litigation
Regulatory Compliance
Corporate Governance
Capital Markets
Corporate Law
Project Management
Financial Services
Board of Directors
FINRA
Due Diligence
Fixed Income
Jonathan Gottlieb Summary
Jonathan Gottlieb, based in New York, NY, US, is currently a Managing Director, Chief Compliance Officer (Through October 2024) at Santander Corporate & Investment Banking. Jonathan Gottlieb brings experience from previous roles at NatWest Markets (Formerly RBS Securities Inc.), UBS (previously PaineWebber), US Securities and Exchange Commission and Drexel Burnham Lambert. Jonathan Gottlieb holds a JD in Law @ Brooklyn Law School. With a robust skill set that includes Securities, Securities Regulation, Hedge Funds, SEC, Dodd-Frank and more. Jonathan Gottlieb has 1 emails and 2 mobile phone numbers on RocketReach.
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