John Wetherell Email & Phone Number
Senior Compliance Adviser @ Principal Global Investors
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John Wetherell Location
- Des Moines, IA, US
John Wetherell Work
- Senior Compliance Adviser @ (November 2024 - Present)
- Assistant Director @ Principal Global Investors, LLC (December 2018 - December 2023)
- Senior Compliance Advisor @ (January 2016 - December 2018)
- Senior Compliance Advisor @ (January 2016 - December 2018)
- Senior Compliance Manager @ (June 2013 - December 2015)
- Chief Compliance Officer - Equities @ (March 2011 - June 2013)
- Senior Compliance Consultant @ (February 2008 - February 2011)
- Senior Compliance Consultant and Registered Principal @ Princor Financial Services Corporation (April 2002 - February 2008)
John Wetherell Education
- Drake University
Juris Doctor (Law)
1989-1991 - University of Iowa
BBA (Economics)
1973-1977
John Wetherell Skills
- Equities
- Asset Management
- FINRA
- Securities
- Trading
- Equity Trading
- Series 7
- Mutual Funds
- Investments
- Strategy
- Fixed Income
- Alternative Investments
John Wetherell Summary
- John Wetherell, based in Des Moines, IA, US, is currently a Senior Compliance Adviser at Principal Asset Management. John Wetherell brings experience from previous roles at Principal Global Investors, LLC and Principal Funds Distributor. John Wetherell holds a 1989 - 1991 Juris Doctor in Law @ Drake University. With a robust skill set that includes Equities, Asset Management, FINRA, Securities, Trading and more. John Wetherell has 1 emails on RocketReach.
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