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John Shannon Location
New York, NY, US
John Shannon Work
Managing Director @ (May 2023 - Present)
Executive Director - Global Head of Capital Markets Compliance @ UBS Investment Bank (March 2019 - March 2023)
Consultant @ JPMorgan Chase & Co. and DCS Advisory LLC (September 2018 - March 2019)
Managing Director - Head of Compliance for Investment Banking and Capital Markets @ (June 2004 - May 2018)
Director - Head of Equity Capital Markets Compliance @ (August 2001 - June 2004)
Vice President - Litigation and Investment Banking Legal @ Merrill Lynch, Pierce, Fenner & Smith Inc. (March 1994 - August 2001)
Associate @ Townley & Updike (June 1990 - March 1994)
Assistant District Attorney @ New York County District Attorney's Office (October 1986 - June 1990)
Special Assistant United States Attorney @ United States Attorney's Office, Eastern District of New York (April 1985 - October 1986)
John Shannon Education
Fordham University School of Law
JD (Law)
1981-1984
University of Pennsylvania - Wharton School of Finance and Commerce
B.S. Economics
1977-1981
Chaminade High School 1973-1977
John Shannon Summary
John Shannon, based in New York, NY, US, is currently a Managing Director at Freedom Capital Markets. John Shannon brings experience from previous roles at UBS Investment Bank, JPMorgan Chase & Co. and DCS Advisory LLC and Bank of America Merrill Lynch. John Shannon holds a 1981 - 1984 JD in Law @ Fordham University School of Law. John Shannon has 2 mobile phone numbers on RocketReach.
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