John Poor Email & Phone Number
Risk Officer @ Morgan Stanley
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John Poor Location
- Charlotte, NC, US
John Poor Work
- Risk Officer @ (March 2022 - Present)
- Client Relationship Manager @ (April 2020 - March 2022)
- Client Relationship Manager @ (October 2014 - April 2020)
- Client Relationship Manager @ (August 2009 - October 2014)
- Associate Client Relationship Manager @ (September 2008 - August 2009)
- Merrill Lynch Direct - Service Elevation Team @ (January 2006 - September 2008)
- Merrill Lynch Direct Customer Service Representative @ (November 2004 - January 2006)
- Deposit Research Specialist @ (January 2003 - November 2004)
John Poor Education
- Community College of Denver 1998-2000
John Poor Skills
- 401k
- Anti Money Laundering
- Asset Allocation
- Asset Management
- Asset Managment
- Attention to Detail
- Branch Banking Operations
- Broker-Dealer
- Broker-Dealer Compliance
- Broker-Dealer Operations
- Cash Management
- Client Contact
- Complaint Management
- Compliance Monitoring
- Compliance Operations
- Conflict Management
- Critical Thinking
- Decision-Making
- ETFs
- Equities
- Executive-level Communication
- FINRA
- Financial Advisory
- Financial Planning
- Financial Services
- General Securities Sales Supervisor
- Growth Initiatives
- Hold Series 7
- Information Sharing
- Insurance
- Investment Advisers Act
- Investment Advisory
- Investments
- Lead Change
- Leadership
- Legal Matters
- Microsoft Excel
- Microsoft PowerPoint
- Mutual Funds
- Operational Risk Management
- Optimal Practice Model
- Portfolio Management
- Presentations
- Problem Solving
- Regulatory Compliance
- Regulatory Requirements
- Resource Allocation
- Retirement
- Retirement Planning
- Sales Leadership
- Sales Management
- Sales Strategy
- Securities
- Securities Regulation
- Series 10
- Series 63
- Series 66
- Series 7
- Series 9
- Strategic Financial Planning
- Supervisory Management
- Supervisory Skills
- Uniform Combined State Law
- Wealth Management
John Poor Summary
- John Poor, based in Charlotte, NC, US, is currently a Risk Officer at Morgan Stanley. John Poor brings experience from previous roles at Merrill Lynch. John Poor holds a 1998 - 2000 Community College of Denver. With a robust skill set that includes 401k, Anti Money Laundering, Asset Allocation, Asset Management, Asset Managment and more. John Poor has 2 emails and 3 mobile phone numbers on RocketReach.
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