John Polanin Email & Phone Number

Lecturer @ The Catholic University of America, Columbus School of Law

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John Polanin Location

Washington, DC, US

John Polanin Work

2024 - now Lecturer @ The Catholic University of America, Columbus School of Law
2025 - now Independent Consultant @ Bates Group
2019 - 2023 Head of Compliance (retired), Macquarie Bank Europe @ Macquarie Group

2015 - 2019 Global Head of Compliance @ Macquarie Group
2011 - 2015 Regional Head of Compliance Americas, Senior Managing Director @ Macquarie Group
2009 - 2011 Global Head of Legal and Compliance Policy, Managing Director @ UBS Group AG
2005 - 2009 Wealth Management Americas, Managing Director and Chief Compliance Officer @ UBS Group AG
2002 - 2005 Head of Compliance Americas, UBS Investment Bank @ UBS Group AG
2000 - 2002 Managing Attorney, Equities, UBS Securities LLC @ UBS Group AG
1987 - 1992 Branch Chief @ U.S. Securities and Exchange Commission

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John Polanin Education

Georgetown Law
LL.M. (Securities Regulation)
1988 - 1990
The Catholic University of America, Columbus School of Law
JD (Law)
1980 - 1983
Harvard University
B.A. (Government)
1976 - 1980

John Polanin Skills

Series 24
Financial Regulation
Securities Regulation

Securities
Broker-Dealer
Equities
Policy
SEC
Risk Management
Capital Markets

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John Polanin Summary

John Polanin, based in Washington, DC, US, is currently a Lecturer at The Catholic University of America, Columbus School of Law. John Polanin brings experience from previous roles at Bates Group and Macquarie Group. John Polanin holds a 1988 - 1990 LL.M. in Securities Regulation @ Georgetown Law. With a robust skill set that includes Series 24, Financial Regulation, Securities Regulation, Securities, Broker-Dealer and more. John Polanin has 4 emails and 1 mobile phone numbers on RocketReach.

John Polanin Emails

Found 4 emails

John Polanin Phone Numbers

Found 1 phone numbers

201341XXXX

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Top The Catholic University of America, Columbus School of Law Employees

Stephanie M.

Adjunct Professor at The Catholic University of America, Columbus School of Law

Washington, DC, US
2
- dc.gov
- law.edu
1
- 501765XXXX
Alyssa Calcerano

Associate at The Catholic University of America, Columbus School of Law

Washington, DC, US
1
- arnoldporter.com
1
- 443904XXXX
Anna Turrietta

Staff Editor at The Catholic University of America, Columbus School of Law

Washington, DC, US
3
- gmail.com
- law.edu
- uspto.gov
2
- 757450XXXX
- 410872XXXX
Catherine Schumacher

Judicial Law Clerk at The Catholic University of America, Columbus School of Law

Washington, DC, US
1
- 703626XXXX
Luke Bartosik

Managing Director, LL.M. in American Law, American Law Program, Intl Business and Trade Summer Program at The Catholic University of America, Columbus School of Law

Poland
2
- cfaspoland.org
- gmail.com
Hali Woods

Staff Editor at The Catholic University of America, Columbus School of Law

Silver Spring, MD, US
2
- law.edu
- uspto.gov
3
- 719360XXXX
- 719344XXXX
- 719598XXXX

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