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John O'Neill Location
Charlotte, NC, US
John O'Neill Work
2026 -now Chief Transformation Officer @
2023 -now EVP, Head of Service and Supervision @
2021 -2023 EVP, Head of Strategy and Operations - Compliance, Legal and Risk @
2018 -2021 EVP, Chief Compliance Officer @
2017 -2018 Executive Director - Wealth Management Americas Compliance and Operational Risk Control @
2016 -2017 SVP, Assoc. Counsel - Surveillance and Investigations @
2006 -2011 VP, Compliance @
John O'Neill Education
Rutgers, The State University of New Jersey-Newark
Doctor of Law - JD (Law)
2006-2010
Boston College
Bachelor of Arts - BA (Political Science)
2002-2006
John O'Neill Summary
John O'Neill, based in Charlotte, NC, US, is currently a Chief Transformation Officer at LPL Financial. John O'Neill brings experience from previous roles at LPL Financial and UBS. John O'Neill holds a 2006 - 2010 Doctor of Law - JD in Law @ Rutgers, The State University of New Jersey-Newark. John O'Neill has 1 emails and 1 mobile phone numbers on RocketReach.
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