EVP, Chief Compliance Officer @ (September 2018 - December 2021)
SVP, Assoc. Counsel - Surveillance and Investigations @ (February 2016 - October 2017)
VP, Compliance @ (September 2006 - June 2011)
EVP, Head of Service and Supervision @ (March 2023 - Present)
EVP, Head of Strategy and Operations - Compliance, Legal and Risk @ (December 2021 - March 2023)
Executive Director - Wealth Management Americas Compliance and Operational Risk Control @ (October 2017 - September 2018)
John O'Neill Education
Rutgers University–Newark
Doctor of Law - JD (Law)
2006-2010
Boston College
Bachelor of Arts - BA (Political Science)
2002-2006
John O'Neill Summary
John O'Neill, based in Charlotte, NC, US, is currently a Chief Transformation Officer at LPL Financial. John O'Neill brings experience from previous roles at LPL Financial and Bank of America Merrill Lynch. John O'Neill holds a 2006 - 2010 Doctor of Law - JD in Law @ Rutgers University–Newark. John O'Neill has 1 emails and 1 mobile phone numbers on RocketReach.
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