John Murphy Email & Phone Number
Chief Compliance Officer @ Berenberg Capital Markets
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John Murphy Location
- New York, NY, US
John Murphy Work
- 2024 -now Chief Compliance Officer @
- 2023 -2024 Chief Compliance Officer @
- 2022 -2023 Business Oversight Compliance @
- 2019 -2021 Compliance Advisory and Regulatory Programs @
- 2017 -2019 Equity Derivatives Compliance Advisory @ BNP Paribas Securities Corp.
- 2016 -2017 Director of Compliance @ Arxis Capital Group LLC
- 2014 -2016 eTrading Compliance Advisory @ HSBC Securities (USA), Inc.
- 2012 -2014 Executive Director - Head of Trade Surveillance @
- 2010 -2012 Vice President - Equities and Derivatives Advisory and Surveillance Manager @
- 2008 -2010 Vice President - Equities and Derivatives Compliance Advisory @
- 2006 -2008 CCO @
- 1998 -2006 Executive Director and Senior VP @
- 1998 -2001 Chief Compliance Officer @ REDIBook ECN LLC
- 1995 -1998 Senior Examiner @ NASD
- 1995 -1998 Senior Compliance Examiner @ FINRA
John Murphy Education
- Fordham Gabelli School of Business
Master of Business Administration (MBA) (Finance, General; Management Information Systems, General)
1994-2000 - Rutgers University
BA (Economics)
1985-1989 - Monroe-Woodbury HS 1981-1985
John Murphy Summary
- John Murphy, based in New York, NY, US, is currently a Chief Compliance Officer at Berenberg Capital Markets. John Murphy brings experience from previous roles at Elseware, Barclays Corporate & Investment Bank, UBS and BNP Paribas Securities Corp.. John Murphy holds a 1994 - 2000 Master of Business Administration (MBA) in Finance, General; Management Information Systems, General @ Fordham Gabelli School of Business. John Murphy has 3 emails and 1 mobile phone numbers on RocketReach.
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