John Klocek Email & Phone Number
Chief Compliance Officer @ Loomis, Sayles & Company
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John Klocek Location
- Boston, MA, US
John Klocek Work
- Chief Compliance Officer @ (May 2023 - Present)
- Senior Manager, Sales Practice Compliance Oversight @ Wellington Management (September 2013 - May 2023)
- Principal Risk Monitoring Analyst and Principal Examiner @ FINRA (November 2004 - September 2013)
- Floor Services Team Lead and Market Surveillance @ The Boston Stock Exchange (February 2000 - November 2004)
John Klocek Education
- University of Massachusetts Amherst
Bachelor of Business Administration (BBA)
John Klocek Skills
- Compliance
- FINRA
- Financial Services
- Regulatory Compliance
- SEC Regulations
- Salesforce Lightning
- Securities
- Securities Regulation
- Management
- Microsoft Excel
- Stock Exchange
- Pharmaceutical Industry
- Services
John Klocek Summary
- John Klocek, based in Boston, MA, US, is currently a Chief Compliance Officer at Loomis, Sayles & Company. John Klocek brings experience from previous roles at Wellington Management, FINRA and The Boston Stock Exchange. John Klocek holds a Bachelor of Business Administration (BBA) @ University of Massachusetts Amherst. With a robust skill set that includes Compliance, FINRA, Financial Services, Regulatory Compliance, SEC Regulations and more. John Klocek has 4 emails and 2 mobile phone numbers on RocketReach.
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