John Grefe Email & Phone Number

Chief Compliance Officer @ Daiwa Capital Markets America Inc.

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John Grefe Location

New York, NY, US

John Grefe Work

2023 - now Chief Compliance Officer @ Daiwa Capital Markets America Inc.
2013 - 2023 Chief Compliance Officer - Lloyds Securities Inc. @ Lloyds Banking Group
2012 - 2013 Director; Head of Fixed Income Compliance @ Calyon Corporate & Investment

2010 - 2012 VP; Head of Capital Markets Compliance - Barclays Wealth America @ Barclays Wealth Management
2009 - 2010 Associate Director; Compliance Officer – UBS Private Bank @ UBS Group AG
2006 - 2008 Associate Director; Compliance Officer – UBS International, Inc. @ UBS Group AG
2005 - 2006 VP; Supervisory Principal - Bank of New York Investment Center, Inc. @ BNY
2004 - 2005 AVP; Surveillance Compliance Officer - Banc of America Investment Services, Inc. @ Bank of America
1999 - 2003 Compliance Specialist @ Essex National Securities, Inc.

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John Grefe Education

Siena College
Bachelor of Science (B.S.) (Finance, General)
Chaminade High School

John Grefe Summary

John Grefe, based in New York, NY, US, is currently a Chief Compliance Officer at Daiwa Capital Markets America Inc.. John Grefe brings experience from previous roles at Lloyds Banking Group, Crédit Agricole CIB, Barclays Wealth Management and UBS. John Grefe holds a Bachelor of Science (B.S.) in Finance, General @ Siena College. John Grefe has 3 emails on RocketReach.

John Grefe Emails

Found 3 emails

John Grefe Phone Numbers

Found 1 phone numbers

+1 212-450-XXXX

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John Grefe

Chief Compliance Officer at Daiwa Capital Markets America Inc.

New York, NY, US
3
- us.daiwacm.com
- gmail.com
- daiwa.co.jp
1
- +1 212-450-XXXX

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Vijayshankar Venugopal

Chief Technology and Operations Officer at Daiwa Capital Markets America Inc.

New York, NY, US
2
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Keiji MacHida

Chairman and CEO at Daiwa Capital Markets America Inc.

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John Grefe

Chief Compliance Officer at Daiwa Capital Markets America Inc.

New York, NY, US
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- us.daiwacm.com
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- +1 212-450-XXXX
Benjamin Genek

Chief Risk Officer at Daiwa Capital Markets America Inc.

New York, NY, US
2
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Sunil Chillapalli

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Peter Dron

Vice President, Compensation, Benefits and HR Operations Manager at Daiwa Capital Markets America Inc.

New York, NY, US
3
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Bobby Cramer

Managing Director and Head of Information Technology at Daiwa Capital Markets America Inc.

Ardsley, NY, US
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Michelle MacDougall

General Counsel and Managing Director at Daiwa Capital Markets America Inc.

New York, NY, US
2
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David Degraw

Managing Director - Head of Algorithmic Trading at Daiwa Capital Markets America Inc.

Japan
1
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Winnie del Pilar

Vice President - Product Controller at Daiwa Capital Markets America Inc.

New York, NY, US
2
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Alexander Magazinnik

Head of Front Office and Market Data Technology at Daiwa Capital Markets America Inc.

New York, NY, US
3
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- +1 718-833-XXXX
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Joseph Nielsen

Managing Director, Head of Operations at Daiwa Capital Markets America Inc.

New York, United States
2
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