John Dillon Email & Phone Number
Chief Compliance Officer @ Hedge
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John Dillon Location
- Marietta, GA, US
John Dillon Work
- 2022 -now Chief Compliance Officer @
- 2020 -2022 Chief Compliance Officer @ Kalos Financial
- 2018 -2019 Senior Vice President, Director of Regulatory Responses and Internal Investigations @
- 2010 -2018 Chief Compliance Officer (FSC Securities Corp. and Woodbury Financial Services, aka Advisor Group) @
John Dillon Education
- Pace University - Lubin School of Business
Bachelor of Business Administration (B.B.A.) (Finance and Financial Management Services)
1985-1989
John Dillon Skills
- Internal Compliance
- Policies & Procedures
- Regulatory Requirements
- Securities
- Investment Advisers Act
- U.S. Securities and Exchange Commission (SEC)
- Regulatory Filings
- Securities Exchange Act of 1934
- Compliance Monitoring
- SEC Regulations
- Regulatory Compliance
- Risk Management
- Securities Regulation
- Investment Advisory
- Management
- FINRA
- Series 24
- Series 7
- Business Analysis
- Asset Management
- Portfolio Management
- Disaster Recovery
- Financial Services
- Investments
- Equities
- Mutual Funds
- Fixed Income
- Wealth Management
- Anti Money Laundering
- Alternative Investments
- Hedge Funds
- Due Diligence
- Series 63
- Capital Markets
- Financial Risk
- SAN
- Financial Management
John Dillon Summary
- John Dillon, based in Marietta, GA, US, is currently a Chief Compliance Officer at Hedge. John Dillon brings experience from previous roles at Kalos Financial, SunTrust Investment Services, Inc. and AIG. John Dillon holds a 1985 - 1989 Bachelor of Business Administration (B.B.A.) in Finance and Financial Management Services @ Pace University - Lubin School of Business. With a robust skill set that includes Internal Compliance, Policies & Procedures, Regulatory Requirements, Securities, Investment Advisers Act and more. John Dillon has 3 emails and 1 mobile phone numbers on RocketReach.
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