John Cardinal Email
Securities Supervisor @ JPMorgan Chase & Co.
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John Cardinal Location
- Ellenton, FL, US
John Cardinal Work
- 2012 -now Securities Supervisor @
- 2017 -2017 Securities Auditor @ currently mending from major surgery
- 2009 -2012 Senior Complex Risk Officer @
- 2007 -2009 Regional Compliance Officer @
John Cardinal Education
- Trinity Law School
Master of Legal Studies (Criminal Justice and Corrections)
2023-2025 - North Adams State College
Interdisciplinary Study in Law
1988-1990
John Cardinal Skills
- Equities
- Uniform Combined State Law
- FINRA
- Securities
- Series 63
- Risk Assessment
- Investments
- Risk Management
- Legal Compliance
- Operational Risk
- Options
- Series 7
- Financial Services
- Wealth Management
- Mutual Funds
- AML
- Series 24
- Internal Audit
John Cardinal Summary
- John Cardinal, based in Ellenton, FL, US, is currently a Securities Supervisor at JPMorgan Chase & Co.. John Cardinal brings experience from previous roles at currently mending from major surgery and Morgan Stanley. John Cardinal holds a 2023 - 2025 Master of Legal Studies in Criminal Justice and Corrections @ Trinity Law School. With a robust skill set that includes Equities, Uniform Combined State Law, FINRA, Securities, Series 63 and more. John Cardinal has 2 emails on RocketReach.
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