John Baughman Location
- Bellevue, WA, US
John Baughman Work
- 2023 - now Sales Development Manager @
- 2021 - 2023 Director, Compliance @
- 2009 - 2020 Managing Director, FICC Compliance, Swap Dealer CCO @ BTIG
- 2007 - 2009 Securities Division, Vice President, Municipal and Money Market Compliance @
- 2005 - 2007 Director, Compliance Municipal Securities Group @
- 1996 - 2004 Senior Data Analyst @ MSRB
- 1995 - now Research Assistant @ JJ Kenny
John Baughman Education
- The Johns Hopkins University - Carey Business School 2000 - 2003
- University of Southern California 1986 - 1990
- WIlliam Penn Charter School 1982 - 1986
John Baughman Skills
- Strategic Planning
- FINRA
- Change Management
- Fixed Income
- Preferred Stock Issuance
- Commodity Futures
- NFA/CFTC Regulation
- LME Products
- RINs Transactions
- Bankruptcy Debt/Equity Conversions
- Investment Bank Control Room
- Intralinks/Data Room Issues
- Asset Backed Securities
- RMBS/CMBS Trading
- New Account Opening
- Anti Money Laundering
- Auditing/Testing Procedures
- Written Supervisory Procedures
- System Development
- Investments
- Hedge Funds
- Series 7
- Series 63
- Dodd Frank Protocol
- Foreign Exchange Transactions
- ABS
- Foreign Exchange
- Trading
- Structured Products
- Electronic Trading
- Capital Markets
- Bloomberg
- Investment Banking
- Securities
- Business Strategy
- Information Security
- Microsoft Office
John Baughman Summary
- John Baughman, based in Bellevue, WA, US, is currently a Sales Development Manager at New York Life Insurance Company. John Baughman brings experience from previous roles at Houlihan Lokey, BTIG, Goldman Sachs and UBS. John Baughman holds a 2000 - 2003 The Johns Hopkins University - Carey Business School. With a robust skill set that includes Strategic Planning, FINRA, Change Management, Fixed Income, Preferred Stock Issuance and more. John Baughman has 4 emails and 2 mobile phone numbers on RocketReach.
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