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John Ashley Location
Wayne, PA, US
John Ashley Work
Vice President and Senior Counsel @ (July 2014 - Present)
Director and Senior Counsel @ (May 2005 - December 2013)
Vice President and Counsel @ (April 2002 - April 2005)
Associate @ (May 1998 - April 2002)
Associate @ (October 1995 - April 1998)
Associate @ Brown & Wood (January 1995 - January 1998)
John Ashley Education
Middlebury College
BA (Political Science/Spanish)
William & Mary Law School
JD
Middlebury College
MA (Spanish)
John Ashley Skills
Mutual Funds
Investment Company Act
Broker-Dealer
FINRA
Asset Management
Transfer Agency
Contract Negotiation
529 Plans
Corporate Governance
Securities Regulation
Hedge Funds
Securities
Asset Managment
Investment Advisers Act
SEC
Investment Advisory
Series 7
AML
Investments
Investment Management
Financial Advisory
Corporate Finance
Due Diligence
Legal Research
Capital Markets
Financial Services
Distribution
General Counsel
Broker Dealer
John Ashley Summary
John Ashley, based in Wayne, PA, US, is currently a Vice President and Senior Counsel at Hartford Funds. John Ashley brings experience from previous roles at Deutsche Asset & Wealth Management, UBS Wealth Management, Latham & Watkins and Sidley Austin (formerly Brown & Wood). John Ashley holds a BA in Political Science/Spanish @ Middlebury College. With a robust skill set that includes Mutual Funds, Investment Company Act, Broker-Dealer, FINRA, Asset Management and more. John Ashley has 2 emails and 1 mobile phone numbers on RocketReach.
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