Joel Simon Email & Phone Number
US Counsel and Chief Compliance Officer @ InvestX Capital
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Joel Simon Location
- New York, NY, US
Joel Simon Work
- 2025 -now US Counsel and Chief Compliance Officer @
- 2014 -now Attorney @ Joel C. Simon, Esq.
- 2025 -2025 Compliance Consultant @
- 2022 -2025 Director of Compliance @
- 2020 -2022 Chief Compliance Officer @
- 2017 -2020 Vice President, Legal and Compliance @
- 2014 -2017 Senior Compliance Officer @
- 2009 -2014 Operations and Compliance Director @ Carr Securities
- 2012 -2012 Legal Intern - Not for Profit Corporation Clinic @
- 2005 -2008 Director Of Operations @
- 2003 -2005 Senior Operations Associate @
- 1998 -2003 Portfolio Assistant @
- 1995 -1997 Business Office Coordinator @
Joel Simon Education
- Touro College Jacob D. Fuchsberg Law Center
Doctor of Law (J.D.) (Intellectual Property Law, Business Organizations)
2009-2013 - New York University
MA (Media Ecology)
1994-1996 - Binghamton University
BA (History)
1989-1993 - Sheepshead Bay High School
Regents Diploma
1985-1989
Joel Simon Skills
- Legal Writing
- Settlement
- Investments
- Social Media
- Securities
- Sales
- Licensing
- Series 7
- Microsoft Word
- Trading
- Customer Service
- Prime Brokerage
- Bloomberg
- Back Office
- Microsoft Excel
- Executive Management
- Financial Services
- Equities
- FINRA
- AML
- Marketing
- Fixed Income
- Anti Money Laundering
- Mutual Funds
- Risk Management
- Legal Research
- Management
- Due Diligence
Joel Simon Summary
- Joel Simon, based in New York, NY, US, is currently a US Counsel and Chief Compliance Officer at InvestX Capital. Joel Simon brings experience from previous roles at Joel C. Simon, Esq., Abide Consulting Group, Eden Global Partners and Raisin. Joel Simon holds a 2009 - 2013 Doctor of Law (J.D.) in Intellectual Property Law, Business Organizations @ Touro College Jacob D. Fuchsberg Law Center. With a robust skill set that includes Legal Writing, Settlement, Investments, Social Media, Securities and more. Joel Simon has 5 emails and 1 mobile phone numbers on RocketReach.
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