Joel Sauer Email & Phone Number
Director of Fraud Risk Oversight @ Charles Schwab
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Joel Sauer Location
- Texas, United States
Joel Sauer Work
- Director of Fraud Risk Oversight @ (March 2025 - Present)
- Director of Senior and Vulnerable Investor Investigations @ (March 2019 - March 2025)
- Managing Director and Chief Compliance Officer @ (July 2012 - May 2018)
- Chief Compliance Officer @ (July 2012 - May 2018)
- Chief Compliance Officer @ (January 2011 - July 2012)
- Principal Consultant @ (November 2008 - January 2011)
- Branch Chief @ (October 2003 - October 2008)
- Assistant Director - Inspections and Compliance @ Texas State Securities Board (August 1995 - September 2003)
Joel Sauer Education
- Rice University
B.A. (magna cum laude, Chemical-Physics and History)
1988-1992
Joel Sauer Skills
- AML
- Alternative Investments
- Asset Management
- Due Diligence
- Equities
- FINRA
- Fixed Income
- Hedge Funds
- Investment Advisory
- Investments
- Mutual Funds
- Portfolio Management
- Private Equity
- Securities
- Securities Regulation
Joel Sauer Summary
- Joel Sauer, based in Texas, United States, is currently a Director of Fraud Risk Oversight at Charles Schwab. Joel Sauer brings experience from previous roles at Charles Schwab, Hudson Advisors L.P., Lone Star Funds and Hayman Capital Management, L.P.. Joel Sauer holds a 1988 - 1992 B.A. in magna cum laude, Chemical-Physics and History @ Rice University. With a robust skill set that includes AML, Alternative Investments, Asset Management, Due Diligence, Equities and more. Joel Sauer has 2 emails and 1 mobile phone numbers on RocketReach.
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