Joe Lee Email & Phone Number
Vice-President, Global Head of Capital Markets Compliance @ CIBC Capital Markets
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Joe Lee Location
- New York, United States
Joe Lee Work
- Vice-President, Global Head of Capital Markets Compliance @ CIBC Capital Markets (June 2024 - Present)
- Chief Compliance Officer @ CIBC Capital Markets (March 2023 - Present)
- Executive Director, Head of US Capital Markets Compliance @ CIBC Capital Markets (April 2013 - March 2023)
- Regulatory Liaison @ (November 2012 - April 2013)
- Assistant Vice President - Compliance @ Knight Capital Group (June 2012 - November 2012)
- Consultant @ CIBC World Markets Corp (May 2012 - May 2012)
- Equities Compliance Analyst @ MF Global (June 2009 - May 2012)
- Associate - Compliance Technology @ (March 2008 - June 2009)
- Vice President - Compliance Technology @ Bear Stearns (July 2006 - March 2008)
Joe Lee Education
- SUNY Binghamton
Joe Lee Skills
- Series 7
- Series 63
- Series 55
- Series 3
- Series 4
- Series 24
- Microsoft Office
- Business Development
- Research
- Customer Service
- Project Management
- Financial Analysis
- Marketing Strategy
Joe Lee Summary
- Joe Lee, based in New York, United States, is currently a Vice-President, Global Head of Capital Markets Compliance at CIBC Capital Markets. Joe Lee brings experience from previous roles at CIBC Capital Markets, FXall and Knight Capital Group. Joe Lee holds a SUNY Binghamton. With a robust skill set that includes Series 7, Series 63, Series 55, Series 3, Series 4 and more. Joe Lee has 1 emails and 2 mobile phone numbers on RocketReach.
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