Joe Lee Email & Phone Number
Vice-President, Global Head of Capital Markets Compliance @ CIBC Capital Markets
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Joe Lee Location
- New York, United States
Joe Lee Work
- 2024 -now Vice-President, Global Head of Capital Markets Compliance @ CIBC Capital Markets
- 2023 -now Chief Compliance Officer @ CIBC Capital Markets
- 2013 -2023 Executive Director, Head of US Capital Markets Compliance @ CIBC Capital Markets
- 2012 -2013 Regulatory Liaison @
- 2012 -2012 Assistant Vice President - Compliance @ Knight Capital Group
- 2012 -2012 Consultant @ CIBC World Markets Corp
- 2009 -2012 Equities Compliance Analyst @ MF Global
- 2008 -2009 Associate - Compliance Technology @
- 2006 -2008 Vice President - Compliance Technology @ Bear Stearns
Joe Lee Education
- SUNY Binghamton
Joe Lee Skills
- Series 7
- Series 63
- Series 55
- Series 3
- Series 4
- Series 24
- Microsoft Office
- Business Development
- Research
- Customer Service
- Project Management
- Financial Analysis
- Marketing Strategy
Joe Lee Summary
- Joe Lee, based in New York, United States, is currently a Vice-President, Global Head of Capital Markets Compliance at CIBC Capital Markets. Joe Lee brings experience from previous roles at CIBC Capital Markets, FXall and Knight Capital Group. Joe Lee holds a SUNY Binghamton. With a robust skill set that includes Series 7, Series 63, Series 55, Series 3, Series 4 and more. Joe Lee has 1 emails and 2 mobile phone numbers on RocketReach.
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