Joao Mauricio Email & Phone Number
Chief Compliance Officer and Director of Human Resources @ TerraCap Management, LLC
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Joao Mauricio Location
- United States
Joao Mauricio Work
- 2025 -now Member Board of Directors @
- 2024 -now Chief Compliance Officer and Director of Human Resources @
- 2023 -2024 Director of Compliance and Human Resources @
- 2022 -2023 Director of Compliance @ Real Estate Investment Firm (SEC RIA)
- 2021 -2022 Managing Consultant @ Bovill
- 2020 -2021 Compliance Officer @
- 2017 -2020 Senior Compliance Officer @
- 2016 -2017 Interim Chief Compliance Officer @
- 2014 -2016 Chief Compliance Officer for the Asset Management and Timberland business. @
- 2011 -2014 SEC RIA Asset Management Compliance Officer @
- 2010 -2011 Control Room Compliance Officer (CVM and SEC regulation) @
- 2009 -2010 Junior Compliance @
Joao Mauricio Education
- University of California, Berkeley
Online Bootcanp (Coding)
2020-2021 - Pontifícia Universidade Católica de São Paulo
Bachelor of Business Administration (B.B.A.) (Accounting and Finance)
2007-2012
Joao Mauricio Skills
- Emerging Trends
- Strategic Initiatives
- Technical Compliance
- FinCEN
- Business Planning
- Business Requirements
- Real Estate Investment Portfolio Management
- Investment Advisers Act
- Internal Audits
- Management Consulting
- Risk Assessment
- Team Leadership
- Leadership
- Compliance Management
- Cybersecurity
- Budgeting
- Analytical Skills
- Business Development
- Invoicing
- Project Management
- Regulatory Compliance
- Whistleblower
- Regulatory Audits
- Operational Risk
- Regulatory Requirements
- Management
- New Business Development
- Finance
- Process Improvement
- Financial Services
- Securities Regulation
- International Relations
- Labor and Employment Law
- Time Management
- Budget Process
- Strategic Planning
- U.S. SEC Filings
- FINRA
- NFA
- Capital Markets
- Investment Banking
- Corporate Finance
- Financial Markets
- Asset Management
- Risk Management
- Banking
- Banco de investimento
- Mercado de capitais
- Equities
- Derivatives
- Fixed Income
- Due Diligence
- Financial Analysis
- Anti Money Laundering
- Investments
- Hedge Funds
- Serviços bancários
- Bloomberg Terminal
- Business Strategy
- Change Management
- Social Media
- Strategy
- Servi????os Banc????rios
Joao Mauricio Summary
- Joao Mauricio, based in United States, is currently a Chief Compliance Officer and Director of Human Resources at TerraCap Management, LLC. Joao Mauricio brings experience from previous roles at United Planet, TerraCap Management, LLC, Real Estate Investment Firm (SEC RIA) and Bovill. Joao Mauricio holds a 2020 - 2021 Online Bootcanp in Coding @ University of California, Berkeley. With a robust skill set that includes Emerging Trends, Strategic Initiatives, Technical Compliance, FinCEN, Business Planning and more. Joao Mauricio has 1 emails on RocketReach.
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