Joan Serna Email
Chief Compliance Officer, Europe @ Optiver
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Joan Serna Location
- Netherlands
Joan Serna Work
- 2022 - now Chief Compliance Officer, Europe @
- 2024 - 2025 Teaching Fellow @
- 2020 - 2022 Compliance Head of Regulatory, Markets and Asset Management @
- 2017 - 2020 Executive Director, Compliance Advisory @
- 2016 - 2017 Compliance Manager @
- 2014 - 2016 Compliance Manager @
- 2012 - 2014 Compliance Analyst @
Joan Serna Education
- Columbia Business School
High Impact Leadership (Organizational Leadership)
2023 - 2023 - Queen Mary University of London
Master of Laws (LLM) (Law and Economics)
2015 - 2017 - Universidad Autónoma de Madrid
Licenciatura (Law and Business Administration and Management)
2006 - 2012 - National University of Singapore
Non-Graduate Programme (Business)
2011 - 2011 - University of Amsterdam
Erasmus Exchange (Public and Private International Law)
2009 - 2010
Joan Serna Skills
- Banking
- Anti Money Laundering
- Corporate Finance
- Securities Regulation
- OTC
- MiFID
- Derivatives
- English
- Financial Promotions
- Legal Advice
- European Union
- Financial Regulation
- Regulatory Reporting
- Financial Services
- European Law
- International Law
- Market Abuse
- Risk Management
- Legal Compliance
- Corporate Law
- Banking Law
- EMIR
- Marketing Regulation
- KYC
- Dodd Frank
- Competition Law
- Consumer Law
- Financial Markets
- Catalan
- Spanish
Joan Serna Summary
- Joan Serna, based in Netherlands, is currently a Chief Compliance Officer, Europe at Optiver. Joan Serna brings experience from previous roles at Queen Mary University of London, Van Lanschot Kempen, Goldman Sachs and HSBC. Joan Serna holds a 2023 - 2023 High Impact Leadership in Organizational Leadership @ Columbia Business School. With a robust skill set that includes Banking, Anti Money Laundering, Corporate Finance, Securities Regulation, OTC and more. Joan Serna has 2 emails on RocketReach.
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