2019 -
now Chief Compliance Officer - Registered Insurance Separate Accounts @
2023 -
now Chief Compliance Officer - Affiliated Transfer Agent (JHSS) @
2016 -
now Assistant Chief Compliance Officer, Mutual Funds and Advisers @
2010 -
2015 Senior Compliance Director @
2007 -
2010 Compliance Director @
2006 -
2007 Senior Risk Manager - Office of the Chief Compliance Officer @
2004 -
2006 Senior Internal Auditor @
2003 -
2004 Senior Internal Auditor @
2002 -
2003 Project Manager and Trainer @
1995 -
2002 Manager - Transfer Agency Quality Program @
1993 -
1995 Senior Quality Analyst @
1990 -
1993 Quality Analyst @
1988 -
1990 Various Customer Service and Operational Roles @
Jim Interrante Education
Thomas College
Jim Interrante Skills
Auditing
Quality Management
Series 63
SEC
Code of Ethics
PCAOB standards
Securities Regulation
Insurance
Fund Administration
Enterprise Risk Management
Compliance Audits
Derivatives
Investments
Code of Conduct
FATCA
Risk Mitigation
Federal Regulations
Series 6
Process Improvement
OFAC
Investment Management
Investment Advisers Act
Fund Of Funds
Financial Services
Compliance
Mutual Funds
Securities Litigation
General Securities Principal
Risk Assessment
Risk Management
Class Actions
Operational Risk Management
Series 24
Sarbanes Oxley Act
Third Party Vendor Management
SOX
Securities Exchange Act of 1934
Vendor Audit
Services
Dodd Frank
Series 7
1940 Act
Internal Audit
Jim Interrante Summary
Jim Interrante, based in Boston, MA, US, is currently a Chief Compliance Officer - Registered Insurance Separate Accounts at John Hancock. Jim Interrante brings experience from previous roles at John Hancock. Jim Interrante holds a Thomas College. With a robust skill set that includes Auditing, Quality Management, Series 63, SEC, Code of Ethics and more. Jim Interrante has 1 emails and 1 mobile phone numbers on RocketReach.
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