Jim Cullen Email & Phone Number
President and Senior Compliance Consultant @ Financial Planners Assistance
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Jim Cullen Location
- Barrington, RI, US
Jim Cullen Work
- 2013 -now President and Senior Compliance Consultant @
- 2012 -2013 Senior Compliance Manager @
- 2009 -2012 Compliance Manager @
- 2008 -2009 Compliance Advisor @
- 2006 -2007 Senior Associate @
Jim Cullen Education
- University of Phoenix
Master's (Business Administration)
2006-2008 - University of South Florida
Bachelor's (Political Science and Economics)
2004-2005 - St. Petersburg College
Associates (General)
2000-2004
Jim Cullen Skills
- Investment Advisers Act
- Investment Company Act
- Dodd-Frank
- Databases
- SQL
- NASAA
- Series 7
- Series 66
- Series 24
- Dodd Frank
Jim Cullen Summary
- Jim Cullen, based in Barrington, RI, US, is currently a President and Senior Compliance Consultant at Financial Planners Assistance Corp. Jim Cullen brings experience from previous roles at The Roosevelt Investment Group, Raymond James and Franklin Templeton Investments. Jim Cullen holds a 2006 - 2008 Master's in Business Administration @ University of Phoenix. With a robust skill set that includes Investment Advisers Act, Investment Company Act, Dodd-Frank, Databases, SQL and more. Jim Cullen has 2 emails and 3 mobile phone numbers on RocketReach.
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