Jessica Lempa Email & Phone Number

Investment Advisory - Chief Compliance Officer @ Janney Montgomery Scott LLC

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Jessica Lempa Location

Philadelphia, PA, US

Jessica Lempa Work

2018 - now Investment Advisory - Chief Compliance Officer @ Janney Montgomery Scott LLC
2016 - 2018 Investment Advisory Compliance Analyst @ Janney Montgomery Scott LLC
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2013 - 2016 Broker Dealer Compliance Analyst @ Janney Montgomery Scott LLC

2010 - 2013 Assistant Agency Supervisory Officer @ Vista Wealth Solutions
2006 - 2010 Financial Services Representative @ Vista Wealth Solutions

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Jessica Lempa Education

Saint Joseph's University - Erivan K. Haub School of Business
University of Scranton

Jessica Lempa Skills

Policy Development
Compliance Testing
Regulatory Requirements

Compliance Monitoring
Compliance Management
Broker-Dealer Compliance
Series 24
Financial Services
Securities
Investment Advisory

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Jessica Lempa Summary

Jessica Lempa, based in Philadelphia, PA, US, is currently a Investment Advisory - Chief Compliance Officer at Janney Montgomery Scott LLC. Jessica Lempa brings experience from previous roles at Janney Montgomery Scott LLC and MassMutual Greater Philadelphia. Jessica Lempa holds a Saint Joseph's University - Erivan K. Haub School of Business. With a robust skill set that includes Policy Development, Compliance Testing, Regulatory Requirements, Compliance Monitoring, Compliance Management and more. Jessica Lempa has 3 emails and 1 mobile phone numbers on RocketReach.

Jessica Lempa Emails

Found 3 emails

Jessica Lempa Phone Numbers

Found 3 phone numbers

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