Jennifer Small Email & Phone Number
Vice President @ Raymond James & Associates, Inc.
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Jennifer Small Location
- New York, NY, US
Jennifer Small Work
- Vice President @ (June 2026 - Present)
- Director - Chief Compliance Officer, Madison Avenue Solutions @ (August 2025 - June 2026)
- Director - Investor Services Supevision and Controls @ (February 2021 - August 2025)
- Attorney @ (September 2020 - February 2021)
- Executive Director - Treasury and Chief Investment Office Compliance @ (April 2015 - September 2019)
- Director - Co-Head of Markets Compliance and Debt Capital Markets and Syndicate @ (January 2014 - April 2015)
- Vice President - Municipal and Public Finance Compliance @ (January 2011 - January 2014)
- Vice President - Investment Banking Division Compliance @ (January 2010 - January 2011)
- Fixed Income Compliance Officer @ Sterne Agee & Leach, Inc. (January 2009 - January 2010)
- Vice President - Fixed Income Risk and Controls @ (January 2006 - January 2009)
- Associate - Fixed Income Compliance @ (January 2005 - January 2006)
- Associate - Fixed Income Compliance @ Deutsche Bank Securities (January 2003 - January 2005)
Jennifer Small Education
- Boston College
B.A. (English)
- Suffolk University Law School
JD
Jennifer Small Skills
- Capital Markets
- Compliance Regulations
- Fiduciary
- Financial Regulation
- Fixed Income
- Hedge Funds
- Investment Advisers Act
- Investment Advisor Compliance
- Investment Advisory Services
- Privacy Regulations
- Regulatory Compliance
- Securities
- Securities Regulation
- Series 7
Jennifer Small Summary
- Jennifer Small, based in New York, NY, US, is currently a Vice President at Raymond James & Associates, Inc.. Jennifer Small brings experience from previous roles at Hightower Advisors, Charles Schwab, Axiom and J.P. Morgan. Jennifer Small holds a B.A. in English @ Boston College. With a robust skill set that includes Capital Markets, Compliance Regulations, Fiduciary, Financial Regulation, Fixed Income and more. Jennifer Small has 1 emails and 2 mobile phone numbers on RocketReach.
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