Jeffrey Berger Email & Phone Number
VP - Compliance Surveillance Officer @ Citi
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Jeffrey Berger Location
- New York, NY, US
Jeffrey Berger Work
- VP - Compliance Surveillance Officer @ (June 2022 - Present)
- AVP - Senior Compliance Surveillance Analyst @ (February 2021 - June 2022)
- Compliance Professional | NYSE Designated Market Maker (DMM) | Head of Closed End Fund Trading @ (August 2014 - November 2020)
- Vice President and NYSE Designated Market Maker (DMM) @ (October 2000 - August 2014)
- NYSE Specialist @ (August 1991 - October 2000)
Jeffrey Berger Education
- Pace University - Lubin School of Business
MBA (MBA- International Business)
1992-1995 - Whitman School of Management at Syracuse University
BS (Finance)
1987-1991
Jeffrey Berger Skills
- Regulatory Compliance
- Equity Derivatives
- Financial Markets
- Capital Markets
- Securities
- Surveillance
- Risk Management
- Trading
- Equities
- Equity Trading
- Options
- Investments
- Series 63
- Electronic Trading
- Finra Series 7
- Mutual Funds
- Series 7
- Fixed Income
- Derivatives
- Hedge Funds
- Bloomberg
- Bloomberg Terminal
- ETFs
- FINRA
- Finra Series 4
- Finra Series 55
- Finra Series 63
- Market Data
- Microsoft Excel
- Securities Regulation
- Series 24
- Trading Systems
Jeffrey Berger Summary
- Jeffrey Berger, based in New York, NY, US, is currently a VP - Compliance Surveillance Officer at Citi. Jeffrey Berger brings experience from previous roles at Citi, IMC financial markets & asset management, Goldman Sachs and Spear, Leeds & Kellogg Specialists, LLC. Jeffrey Berger holds a 1992 - 1995 MBA in MBA- International Business @ Pace University - Lubin School of Business. With a robust skill set that includes Regulatory Compliance, Equity Derivatives, Financial Markets, Capital Markets, Securities and more. Jeffrey Berger has 3 emails and 2 mobile phone numbers on RocketReach.
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