Jeff Smith Email & Phone Number
Chief Compliance Officer @ Velocity Capital, LLC
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Jeff Smith Location
- New York, NY, US
Jeff Smith Work
- 2020 -now Chief Compliance Officer @
- 2017 -2020 Chief Compliance Officer @
- 2015 -2017 Chief Compliance Officer @
- 2014 -2015 Senior Risk Analyst @
- 2010 -2014 Chief Compliance Officer @
- 2009 -2010 Assistant Director - Compliance @ E1 Asset Management
- 2007 -2008 Assistant Vice President, Account Management @
- 2004 -2007 Vice President of Trading @
- 1996 -1998 Assistant Relationship Manager @
- 1995 -1996 Financial Advisor @
Jeff Smith Education
- Le Moyne College 1989-1993
Jeff Smith Skills
- Series 7
- Trading
- Equities
- Series 63
- Compliance
- Risk Management
- Customer Relations
- Hedge Funds
- Securities
- SEC reporting
- Operations Management
- Financial Markets
- New Business Development
- Capital Markets
- Contract Negotiations
- Brokerage
- Series 24
- AML
- Financial Services
- Options
- Customer Service
- Investments
- FINRA
- Equity Trading
- Portfolio Management
- Anti Money Laundering
- Proprietary Trading
- SEC filings
- Contract Negotiation
- Securities Regulation
- Business Development
- KYC
Jeff Smith Summary
- Jeff Smith, based in New York, NY, US, is currently a Chief Compliance Officer at Velocity Capital, LLC. Jeff Smith brings experience from previous roles at The Benchmark Company, Quasar Trading, LPL Financial and Quasar Trading, LLC. Jeff Smith holds a 1989 - 1993 Le Moyne College. With a robust skill set that includes Series 7, Trading, Equities, Series 63, Compliance and more. Jeff Smith has 3 emails and 5 mobile phone numbers on RocketReach.
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Top Velocity Capital, LLC Employees
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New York, NY, US
Jeff Smith
Chief Compliance Officer
New York, NY, US
Roy Yan
Chief Executive Officer
New York, NY, US
Douglas Friedman
Information Technology Specialist
New York, NY, US
Dina Kaja
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New York, NY, US
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