Jeff Smith Email & Phone Number
Chief Compliance Officer @ Velocity Capital, LLC
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Jeff Smith Location
- New York, NY, US
Jeff Smith Work
- Chief Compliance Officer @ (February 2020 - Present)
- Chief Compliance Officer @ (August 2017 - February 2020)
- Chief Compliance Officer @ (August 2015 - May 2017)
- Senior Risk Analyst @ (September 2014 - July 2015)
- Chief Compliance Officer @ (June 2010 - September 2014)
- Assistant Director - Compliance @ E1 Asset Management (July 2009 - March 2010)
- Assistant Vice President, Account Management @ (September 2007 - November 2008)
- Vice President of Trading @ (May 2004 - September 2007)
- Assistant Relationship Manager @ (January 1996 - January 1998)
- Financial Advisor @ (January 1995 - January 1996)
Jeff Smith Education
- Le Moyne College 1989-1993
Jeff Smith Skills
- Series 7
- Trading
- Equities
- Series 63
- Compliance
- Risk Management
- Customer Relations
- Hedge Funds
- Securities
- SEC reporting
- Operations Management
- Financial Markets
- New Business Development
- Capital Markets
- Contract Negotiations
- Brokerage
- Series 24
- AML
- Financial Services
- Options
- Customer Service
- Investments
- FINRA
- Equity Trading
- Portfolio Management
- Anti Money Laundering
- Proprietary Trading
- SEC filings
- Contract Negotiation
- Securities Regulation
- Business Development
- KYC
Jeff Smith Summary
- Jeff Smith, based in New York, NY, US, is currently a Chief Compliance Officer at Velocity Capital, LLC. Jeff Smith brings experience from previous roles at The Benchmark Company, Quasar Trading, LPL Financial and Quasar Trading, LLC. Jeff Smith holds a 1989 - 1993 Le Moyne College. With a robust skill set that includes Series 7, Trading, Equities, Series 63, Compliance and more. Jeff Smith has 5 emails and 5 mobile phone numbers on RocketReach.
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Top Velocity Capital, LLC Employees
Christian Freyer
Senior Trader, Equity Derivatives
New York, NY, US
Jeff Smith
Chief Compliance Officer
New York, NY, US
Terence McBride
Senior Vice President - Compliance
New York, NY, US
Roy Yan
Chief Executive Officer
New York, NY, US
Douglas Friedman
Information Technology Specialist
New York, NY, US
Dina Kaja
Vice President, Client Services and Onboarding
New York, NY, US
Corey Hillman
Margin Analyst
Glen Rock, NJ, US
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