Jeff Smith Email & Phone Number
Chief Compliance Officer @ Velocity Capital, LLC
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Jeff Smith Location
- New York, NY, US
Jeff Smith Work
- 2020 - now Chief Compliance Officer @
- 2017 - 2020 Chief Compliance Officer @
- 2015 - 2017 Chief Compliance Officer @
- 2014 - 2015 Senior Risk Analyst @
- 2010 - 2014 Chief Compliance Officer @
- 2009 - 2010 Assistant Director - Compliance @ E1 Asset Management
- 2007 - 2008 Assistant Vice President, Account Management @
- 2004 - 2007 Vice President of Trading @
- 1996 - 1998 Assistant Relationship Manager @
- 1995 - 1996 Financial Advisor @
Jeff Smith Education
- Le Moyne College 1989 - 1993
Jeff Smith Skills
- Series 7
- Trading
- Equities
- Series 63
- Compliance
- Risk Management
- Customer Relations
- Hedge Funds
- Securities
- SEC reporting
- Operations Management
- Financial Markets
- New Business Development
- Capital Markets
- Contract Negotiations
- Brokerage
- Series 24
- AML
- Financial Services
- Options
- Customer Service
- Investments
- FINRA
- Equity Trading
- Portfolio Management
- Anti Money Laundering
- Proprietary Trading
- SEC filings
- Contract Negotiation
- Securities Regulation
- Business Development
- KYC
Jeff Smith Summary
- Jeff Smith, based in New York, NY, US, is currently a Chief Compliance Officer at Velocity Capital, LLC. Jeff Smith brings experience from previous roles at The Benchmark Company, Quasar Trading, LPL Financial and Quasar Trading, LLC. Jeff Smith holds a 1989 - 1993 Le Moyne College. With a robust skill set that includes Series 7, Trading, Equities, Series 63, Compliance and more. Jeff Smith has 5 emails and 4 mobile phone numbers on RocketReach.
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