Investment Management Compliance Manager @ (July 2021 - October 2023)
Compliance and Risk Manager @ The Malborough Group (December 2016 - July 2021)
Operational Compliance Manager @ (May 2014 - December 2016)
Compliance Analyst @ (January 2012 - May 2014)
Compliance Officer @ (January 2011 - June 2011)
Senior Oversight Analyst @ (January 2010 - January 2011)
Fixed Income Compliance Officer @ Bear Stearns (January 2004 - January 2008)
Jeff Nesanelis Education
Chartered Institute for Securities & Investment
Diploma in Investment Compliance
Pace University
Bachelors Degree (Finance)
Jeff Nesanelis Skills
Hedge Funds
Equities
Financial Advisory
Investment Strategies
Alternative Investments
Fixed Income
Compliance
Derivatives
Series 63
FINRA
Bloomberg
Asset Management
Portfolio Management
Investments
Capital Markets
Investment Banking
Investment Management
Advisory
Fixed Income Products
UCITS
SICAVs
NURS
FSA Regulations
EU Directives
FINRA Regulations
SEC Regulations
Unit Trusts
Investment Trusts
Investment Management Agreements
Client Reviews
Building Relationships
Latent Zero Sentinel
Investment Guideline Coding
thinkfolio
Sentinel
Operational Compliance
AIF
transaction monitoring
Compliance Advisory
Risk Management
Investment Compliance
Risk Analysis
Mutual Funds
Financial Services
Enterprise Risk Management
Operational Risk Management
Risk Management Framework
Liquidity Management
Liquidity Risk
Compliance Monitoring
Jeff Nesanelis Summary
Jeff Nesanelis, based in Liverpool, GB, is currently a Senior Compliance Advisory Officer at St. James's Place Wealth Management. Jeff Nesanelis brings experience from previous roles at Ascot Lloyd, The Malborough Group, Barings and Nomura Asset Management U.K. Ltd.. Jeff Nesanelis holds a Diploma in Investment Compliance @ Chartered Institute for Securities & Investment. With a robust skill set that includes Hedge Funds, Equities, Financial Advisory, Investment Strategies, Alternative Investments and more. Jeff Nesanelis has 2 emails and 2 mobile phone numbers on RocketReach.
Looking for a different Jeff Nesanelis?
Find contact details for 700 million professionals.