Jeff Hiller Email & Phone Number
Chief Compliance Officer @ Principal Global Investors
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Jeff Hiller Location
- Glenside, PA, US
Jeff Hiller Work
- Chief Compliance Officer @
- Adjunct Professor @ Drexel University, Thomas R. Kline School of Law (January 2020 - Present)
- Senior Managing Director @ (April 2020 - April 2025)
- Head of Compliance @ Principal Global Investors (April 2007 - February 2018)
- Chief Complinace Officer @ (January 2005 - April 2007)
- Chief Compliance Officer @ Merrill Lynch Investment Managers/BlackRock (July 2004 - April 2007)
- Chief Compliance Officer @ Morgan Stanley Asst Management (February 2003 - March 2005)
- Global Managing Director @ Morgan Stanley Investment Management (October 2002 - July 2004)
- Global Managing Director @ Citigroup Asset Management (June 2000 - October 2002)
- Chief Compliance Officer @ (March 2000 - June 2000)
- Chief Compliance Officer @ Prudential Investments – Global Asset Management (February 1995 - March 2000)
- Senior Lawyer @ (March 1991 - February 1995)
Jeff Hiller Education
- Penn State University
BA (Political Science)
- American University Washington College of Law
JD (Law)
- American University Washington College of Law
Doctor of Law (Legal Studies, General)
- Penn State University
Bachelor of Arts (Political Science and Government)
Jeff Hiller Skills
- 404 Compliance
- Arbitration
- Asset Management
- Brokering
- Compliance Officers
- Compliance Operations
- Compliance Regulations
- Contractual Agreements
- Coordinating Programs
- Enforcement of Judgments
- Executive Team Member
- Federal & State Regulatory Compliance
- Financial Services
- Forensic Accounting
- Forensic Consulting
- Global Asset Management
- Global Compliance
- Global Regulatory Compliance
- Insider Trading Regulations
- Investment Advisers Act
- Investment Advisor Compliance
- Law Enforcement
- Legal Compliance
- Legal Education
- Multi-million Dollar Budgets
- New Product Rollout
- Organization Skills
- Political Science
- Regulatory Compliance
- SEC Regulations
- Sales & Use Tax Compliance
- Securities Exchange Act of 1934
- Securities Regulation
- Trade Compliance
- AML
- Operational Planning
Jeff Hiller Summary
- Jeff Hiller, based in Glenside, PA, US, is currently a Chief Compliance Officer at Principal Global Investors. Jeff Hiller brings experience from previous roles at Drexel University, Thomas R. Kline School of Law, Oyster Consulting, LLC, Principal Global Investors and Merrill Lynch Investment Managers. Jeff Hiller holds a BA in Political Science @ Penn State University. With a robust skill set that includes 404 Compliance, Arbitration, Asset Management, Brokering, Compliance Officers and more. Jeff Hiller has 1 emails and 1 mobile phone numbers on RocketReach.
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