Jay Haas Email & Phone Number
Director @ Cipperman Compliance Services, LLC
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Jay Haas Location
- Malvern, PA, US
Jay Haas Work
- 2014 -now Director @
- 2011 -2014 Risk Manager @
- 2006 -2011 Compliance Manager @
- 2004 -2006 Director of Compliance @ Ferris, Baker, Watts
- 1999 -2004 Asst. Director of Compliance @
Jay Haas Education
- Bentley College
BS (Economics/Finance)
1988-1992
Jay Haas Skills
- FINRA
- Series 7
- Securities
- Mutual Funds
- AML
- Series 63
- Equities
- Uniform Combined State Law
- Series 24
- Risk Management
- Investment Advisory
- Financial Risk
- Series 14
- Series 9
- Series 10
- Series 55
- Fixed Income
- ETFs
- Alternative Investments
- Trading
Jay Haas Summary
- Jay Haas, based in Malvern, PA, US, is currently a Director at Cipperman Compliance Services, LLC. Jay Haas brings experience from previous roles at Vanguard, Ferris, Baker, Watts and Janney Montgomery Scott. Jay Haas holds a 1988 - 1992 BS in Economics/Finance @ Bentley College. With a robust skill set that includes FINRA, Series 7, Securities, Mutual Funds, AML and more. Jay Haas has 2 emails and 1 mobile phone numbers on RocketReach.
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Jay Haas
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