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Jay Haas Location
Malvern, PA, US
Jay Haas Work
Director @ Cipperman Compliance Services, LLC (October 2014 - Present)
Risk Manager @ (January 2011 - October 2014)
Compliance Manager @ (June 2006 - February 2011)
Director of Compliance @ Ferris, Baker, Watts (January 2004 - January 2006)
Asst. Director of Compliance @ (January 1999 - January 2004)
Jay Haas Education
Bentley University
BS (Economics/Finance)
1988-1992
Jay Haas Skills
FINRA
Series 7
Securities
Mutual Funds
AML
Series 63
Equities
Uniform Combined State Law
Series 24
Risk Management
Investment Advisory
Financial Risk
Series 14
Series 9
Series 10
Series 55
Fixed Income
ETFs
Alternative Investments
Trading
Jay Haas Summary
Jay Haas, based in Malvern, PA, US, is currently a Director at Cipperman Compliance Services, LLC. Jay Haas brings experience from previous roles at Vanguard, Ferris, Baker, Watts and Janney Montgomery Scott. Jay Haas holds a 1988 - 1992 BS in Economics/Finance @ Bentley University. With a robust skill set that includes FINRA, Series 7, Securities, Mutual Funds, AML and more. Jay Haas has 2 emails and 1 mobile phone numbers on RocketReach.
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