Jason Rivera Email & Phone Number
Head of Broker and Dealer Compliance
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Jason Rivera Location
- Dallas, TX, US
Jason Rivera Work
- Head of Broker and Dealer Compliance @ Texas Capital Bank (December 2021 - Present)
- Head of Broker and Dealer Compliance @ (December 2021 - Present)
- General Counsel @ Allegiance Capital Corporation (May 2011 - December 2021)
- Attorney @ Lazard Capital Markets (July 2005 - April 2011)
- Examiner @ NASD (FINRA) (March 1998 - July 2005)
Jason Rivera Education
- Brooklyn Law School
JD
1993-1996
Jason Rivera Skills
- Business Planning
- Capital
- Capital Markets
- Contract Negotiation
- Corporate Development
- Corporate Finance
- Due Diligence
- Equities
- Investment Banking
- Investments
- Mergers & Acquisitions
- Private Equity
- Private Placements
- Securities
- Microsoft Office
- Intellectual Property
- Mergers and Acquisitions
- Strategic Planning
- Customer Service
Jason Rivera Summary
- Jason Rivera, based in Dallas, TX, US, is currently a Head of Broker and Dealer Compliance at Texas Capital Bank. Jason Rivera brings experience from previous roles at Texas Capital Securities, Allegiance Capital Corporation, Lazard Capital Markets and NASD (FINRA). Jason Rivera holds a 1993 - 1996 JD @ Brooklyn Law School. With a robust skill set that includes Business Planning, Capital, Capital Markets, Contract Negotiation, Corporate Development and more. Jason Rivera has 2 emails and 1 mobile phone numbers on RocketReach.
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