Jason Rivera Email & Phone Number
Head of Broker and Dealer Compliance @ Texas Capital Bank
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Jason Rivera Location
- Dallas, TX, US
Jason Rivera Work
- 2021 -now Head of Broker and Dealer Compliance @
- 2021 -now Head of Broker and Dealer Compliance @
- 2011 -2021 General Counsel @ Allegiance Capital Corporation
- 2005 -2011 Attorney @ Lazard Capital Markets
- 1998 -2005 Examiner @ NASD (FINRA)
Jason Rivera Education
- Brooklyn Law School
JD
1993-1996
Jason Rivera Skills
- Securities
- Private Equity
- Capital Markets
- Mergers & Acquisitions
- Due Diligence
- Capital
- Contract Negotiation
- Investments
- Investment Banking
- Corporate Development
- Private Placements
- Equities
- Corporate Finance
- Business Planning
- Microsoft Office
- Intellectual Property
- Mergers and Acquisitions
- Strategic Planning
- Customer Service
Jason Rivera Summary
- Jason Rivera, based in Dallas, TX, US, is currently a Head of Broker and Dealer Compliance at Texas Capital Bank. Jason Rivera brings experience from previous roles at Texas Capital Securities, Allegiance Capital Corporation, Lazard Capital Markets and NASD (FINRA). Jason Rivera holds a 1993 - 1996 JD @ Brooklyn Law School. With a robust skill set that includes Securities, Private Equity, Capital Markets, Mergers & Acquisitions, Due Diligence and more. Jason Rivera has 2 emails and 1 mobile phone numbers on RocketReach.
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