James Stapleton Email
Capital Markets COO - Strategic Governance and Regulatory Strategy @ Marex
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James Stapleton Location
- London, GB
James Stapleton Work
- Capital Markets COO - Strategic Governance and Regulatory Strategy @ (June 2026 - Present)
- Director - CRO @ (January 2024 - May 2026)
- Director @ (January 2020 - January 2024)
- Associate Director - Head of Compliance @ (August 2015 - January 2020)
- Head of Compliance @ (January 2013 - July 2015)
- Compliance Manager @ (May 2007 - December 2012)
- Manager - Regulatory Consulting @ (November 2002 - April 2007)
James Stapleton Education
- University of Birmingham
Bachelor of Science (BSc) (Economics)
1999-2002
James Stapleton Skills
- Financial Regulation
- Securities
- Financial Services
- Financial Markets
- Equities
- AML
- Operational Risk
- Capital Markets
- Trading Systems
- Electronic Trading
- Bloomberg
- Investments
- FSA
- Secondary Market
- Microsoft Excel
- Crystal Reports
- Lobbying
- Risk Management
- Anti Money Laundering
- Investment Banking
- Financial Risk
- Due Diligence
- Customer Service
- Management
- Strategy
- GMP
- Business Analysis
- Business Strategy
James Stapleton Summary
- James Stapleton, based in London, GB, is currently a Capital Markets COO - Strategic Governance and Regulatory Strategy at Marex. James Stapleton brings experience from previous roles at Winterflood Securities. James Stapleton holds a 1999 - 2002 Bachelor of Science (BSc) in Economics @ University of Birmingham. With a robust skill set that includes Financial Regulation, Securities, Financial Services, Financial Markets, Equities and more. James Stapleton has 2 emails on RocketReach.
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