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James Sandoval Location
Aliso Viejo, CA, US
James Sandoval Work
2023 -now Assistant Vice President Compliance @
James Sandoval Education
California State University-Fullerton
Bachelor of Business Administration (B.B.A.) ( Concentration in Finance)
2001-2006
James Sandoval Skills
Investment Advisers Act
SEC Regulations
Fixed Income
Regulatory Compliance
GIPS Compliance
Code of Ethics
Proxy Voting
SunGard
Bloomberg
Investment Company Act
Mutual Funds
Bank Loans
Money Market Funds
Insider Trading Regulations
CFA Institute Investment Foundations Program
James Sandoval Summary
James Sandoval, based in Aliso Viejo, CA, US, is currently a Assistant Vice President Compliance at Aristotle. James Sandoval holds a 2001 - 2006 Bachelor of Business Administration (B.B.A.) in Concentration in Finance @ California State University-Fullerton. With a robust skill set that includes Investment Advisers Act, SEC Regulations, Fixed Income, Regulatory Compliance, GIPS Compliance and more. James Sandoval has 2 emails and 1 mobile phone numbers on RocketReach.
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