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James Ritchie Location
London, GB
James Ritchie Work
Head of Global Markets Compliance @ (June 2026 - Present)
MD, UK Head of Markets Advisory Compliance @ (September 2025 - May 2026)
Head of Financial Markets Compliance @ (September 2024 - September 2025)
CCO and MLRO @Lendable.io @ (November 2023 - September 2024)
Compliance Execution Managed Services, Banking and Capital Markets @ (October 2022 - October 2023)
Chief Risk and Compliance Officer @ (June 2021 - October 2022)
Managing Director @ (April 2020 - June 2021)
Compliance Consultant: LIBOR Conduct and Compliance Transition @ R6 Compliance Solutions (January 2020 - June 2020)
Managing Director, Global Markets Compliance @ (September 2010 - November 2018)
Director, Head of International Compliance @ (January 2006 - September 2010)
Director, Head of Compliance, South East Asia @ Barclays Capital (September 2003 - January 2006)
Fixed Income Compliance Officer @ Barclays Capital (August 1999 - September 2003)
Analyst, Markets and Exchanges Division @ Financial Services Authority (August 1998 - August 1999)
Analyst, Banking Supervision Division @ (January 1997 - August 1998)
Compliance Officer @ LEGAL AND GENERAL(UNIT ASSURANCE)LIMITED (April 1995 - January 1997)
James Ritchie Education
University of Nottingham
(Economics)
1990-1993
James Ritchie Summary
James Ritchie, based in London, GB, is currently a Head of Global Markets Compliance at Lloyds Corporate & Institutional. James Ritchie brings experience from previous roles at Societe Generale Corporate and Investment Banking - SGCIB, Lloyds Banking Group, Lendable and PwC UK. James Ritchie holds a 1990 - 1993 University of Nottingham. James Ritchie has 1 emails and 1 mobile phone numbers on RocketReach.
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