James Ritchie Email & Phone Number
Head of Global Markets Compliance @ Lloyds Corporate & Institutional
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James Ritchie Location
- London, GB
James Ritchie Work
- Head of Global Markets Compliance @ (June 2026 - Present)
- MD, UK Head of Markets Advisory Compliance @ (September 2025 - May 2026)
- Head of Financial Markets Compliance @ (September 2024 - September 2025)
- CCO and MLRO @Lendable.io @ (November 2023 - September 2024)
- Compliance Execution Managed Services, Banking and Capital Markets @ (October 2022 - October 2023)
- Chief Risk and Compliance Officer @ (June 2021 - October 2022)
- Managing Director @ (April 2020 - June 2021)
- Compliance Consultant: LIBOR Conduct and Compliance Transition @ R6 Compliance Solutions (January 2020 - June 2020)
- Managing Director, Global Markets Compliance @ (September 2010 - November 2018)
- Director, Head of International Compliance @ (January 2006 - September 2010)
- Director, Head of Compliance, South East Asia @ Barclays Capital (September 2003 - January 2006)
- Fixed Income Compliance Officer @ Barclays Capital (August 1999 - September 2003)
- Analyst, Markets and Exchanges Division @ Financial Services Authority (August 1998 - August 1999)
- Analyst, Banking Supervision Division @ (January 1997 - August 1998)
- Compliance Officer @ LEGAL AND GENERAL(UNIT ASSURANCE)LIMITED (April 1995 - January 1997)
James Ritchie Education
- University of Nottingham
Economics
1990-1993
James Ritchie Skills
- AML
- Asset Management
- Banking
- Capital Markets
- Change Management
- Compliance project management
- Compliance risk management
- Compliance transformation
- Derivatives
- Equities
- Financial Markets
- Financial Risk
- Financial Services
- Fixed Income
- Investment Banking
- KYC
- Leadership
- Operational Risk
- Operational Risk Management
- Private Banking
- Regulatory Compliance
- Risk Management
- Securities
- Securities Regulation
- Stakeholder Management
- Strategy
- Wealth Management
- compliance technology
- • Leadership and team management (15 years international managerial experience, respected people and team leader, motivator and mentor)
- • Trusted advisor (provision of commercial and technical risk-based compliance advice and solutions to senior managers and active participation in firm governance bodies)
James Ritchie Summary
- James Ritchie, based in London, GB, is currently a Head of Global Markets Compliance at Lloyds Corporate & Institutional. James Ritchie brings experience from previous roles at Societe Generale Corporate and Investment Banking - SGCIB, Lloyds Banking Group, Lendable and PwC UK. James Ritchie holds a 1990 - 1993 Economics @ University of Nottingham. With a robust skill set that includes AML, Asset Management, Banking, Capital Markets, Change Management and more. James Ritchie has 1 emails and 1 mobile phone numbers on RocketReach.
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