James Redhead Email
Compliance Specialist @ Söderberg & Partners Financial Planning
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James Redhead Location
- Rowlands Gill, GB
James Redhead Work
- 2026 -now Compliance Specialist @
- 2025 -2026 Compliance and Risk Manager @
- 2020 -2026 Head of Compliance (SMF16) and MLRO (SMF17) @ Prism Financial Advice Limited
- 2018 -2019 Compliance Monitoring Officer @
- 2016 -2018 Compliance @
- 2014 -2016 Compliance Officer @
- 2008 -2014 Compliance Assistant @ Sunderland Marine Mutual Insurance Company Ltd
- 2007 -2008 Mortgage Administrator @ Key Solutions
James Redhead Education
- The Chartered Institute for Securities & Investment (The CISI)
Level 3 - Award in Combatting Financial Crime
2019-2019 - International Compliance Association
Level 4 - Advanced Certificate (ICA Advanced Certificate in Compliance)
2016-2016 - International Compliance Association
Level 2 - Certificate (ICA Certificate in Compliance)
2014-2015 - Chartered Insurance Institute
Certificate (Insurance)
2010-2010
James Redhead Skills
- Anti Money Laundering
- Financial Regulation
- Regulatory Compliance
- Policy Writing
- Procedure Manuals
- Complaint Investigations
- Complaint Management
- Anti-bribery
- Employee Training
- Regulatory Requirements
- Regulatory Submissions
- Committees
- Secretarial Skills
- Anti-fraud
- Project Management
- Financial Promotions
- Relationship Management
- Finance
- Recruitment Administration
- Business Relationship Management
- Investments
- Financial Services
- Wealth Management
- Data Protection Act
- Anti Bribery
- Anti Fraud
James Redhead Summary
- James Redhead, based in Rowlands Gill, GB, is currently a Compliance Specialist at Söderberg & Partners Financial Planning. James Redhead brings experience from previous roles at Titan Wealth, Prism Financial Advice Limited, Quilter Financial Planning and True Potential Wealth Management LLP. James Redhead holds a 2019 - 2019 Level 3 - Award in Combatting Financial Crime @ The Chartered Institute for Securities & Investment (The CISI). With a robust skill set that includes Anti Money Laundering, Financial Regulation, Regulatory Compliance, Policy Writing, Procedure Manuals and more. James Redhead has 1 emails on RocketReach.
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