James Hartmann Email & Phone Number
Investment Management Executive
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James Hartmann Location
- New York, NY, US
James Hartmann Work
- 2025 -now Investment Management Executive @ MSU Consulting Corp
- 2024 -2025 Director, Compliance Consulting @ Kroll LLC
- 2020 -2024 Independent Consultant @ MSU Consulting Corp
- 2015 -2020 CCO Private Credit RIA and Broker-Dealer @ Arena Investors, LP & Arena Financial Services, LLC
- 2010 -2015 CCO Liquid Credit @ Prudential Investment Management
- 2009 -2010 Compliance Consultant @
- 2005 -2009 CCO Multi-Strat Equity and Credit @
- 2001 -2005 Director, Regulatory Compliance Consulting @ E&Y and PwC
- 1998 -2001 COO and CCO Early-Stage VC @ Zero Gravity Venture Partners
- 1997 -1998 VP Operations and Compliance @ Summit Capital Partners
- 1994 -1997 Mutual Fund, Broker-dealer, and Insurance Product Compliance @ Prudential Financial, Inc
- 1990 -1994 Registered Investment Company Product Specialist @ US Securities and Exchange Commission
James Hartmann Education
- Indiana University Bloomington
B.S. (Corporate Finance)
1984-1989
James Hartmann Skills
- Alternative Investments
- SEC
- Ethics
- Anti Money Laundering
- Fixed Income
- Securities Regulation
- Portfolio Management
- Capital Markets
- Investments
- Finance
- Prime Brokerage
- Fund Of Funds
- Financial Services
- Mutual Funds
- AML
- FINRA
- Asset Management
- Series 24
- Private Equity
- Due Diligence
- Trading
- Venture Capital
- Mergers and Acquisitions
- Series 7
- Securities
- Hedge Funds
- Structured Products
James Hartmann Summary
- James Hartmann, based in New York, NY, US, is currently a Investment Management Executive at MSU Consulting Corp. James Hartmann brings experience from previous roles at Kroll LLC, MSU Consulting Corp, Arena Investors, LP & Arena Financial Services, LLC and Prudential Investment Management. James Hartmann holds a 1984 - 1989 B.S. in Corporate Finance @ Indiana University Bloomington. With a robust skill set that includes Alternative Investments, SEC, Ethics, Anti Money Laundering, Fixed Income and more. James Hartmann has 1 emails and 2 mobile phone numbers on RocketReach.
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