James Gates Email
Head of Product Ops @ Ctrl Alt
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James Gates Location
- London, GB
James Gates Work
- Head of Product Ops @ (September 2024 - Present)
- UK Head of Compliance @ (January 2022 - June 2024)
- Compliance and Operations Manager @ Augustine Financial Planning (April 2018 - December 2021)
- Head of Compliance and Ops (CF10 and 11) @ RMG Wealth Management (September 2009 - March 2018)
- Wealth Management @ RBC (July 2002 - July 2009)
- Back Office Operations @ State Street (December 2001 - July 2002)
- Back Office Operations @ Gerrard (Formally Capel Cure Sharp) (September 1999 - December 2001)
James Gates Skills
- Anti-Money Laundering
- Asset Allocation
- Asset Management
- Asset Managment
- Financial Advice
- Investments
- MLRO
- Operations
- Regulatory Compliance
- Wealth Management
- Wealth Management Services
- Portfolio Management
- Microsoft Office
- Project Management
- Administration
- Strategy
- Sales
- Services
James Gates Summary
- James Gates, based in London, GB, is currently a Head of Product Ops at Ctrl Alt. James Gates brings experience from previous roles at Shares, Augustine Financial Planning, RMG Wealth Management and RBC. With a robust skill set that includes Anti-Money Laundering, Asset Allocation, Asset Management, Asset Managment, Financial Advice and more. James Gates has 2 emails on RocketReach.
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