James Farr Email
Senior Advice and Guidance Manager - Conduct and Compliance @ Aviva
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James Farr Location
- Swindon, GB
James Farr Work
- Senior Advice and Guidance Manager - Conduct and Compliance @ (September 2018 - Present)
- Acting Head of compliance advice @ (September 2016 - September 2018)
- Compliance Manager @ (April 2015 - August 2016)
- Compliance Manager - Policy, Guidance and Oversight @ (July 2014 - April 2015)
- Acting Compliance Technical Advice Manager @ (January 2014 - June 2014)
- Compliance Technical Specialist @ (January 2012 - June 2014)
- Compliance Technical Manager @ AXA Wealth (April 2009 - December 2011)
- Senior Compliance Adviser @ AXA Wealth (August 2003 - April 2009)
- Compliance Consultant @ (February 2001 - August 2003)
James Farr Education
- University of Plymouth
Bsc Hons (Bsc Hons, Applied Economics)
1990-1993
James Farr Skills
- Financial Services
- Pensions
- Financial Risk
- Risk Management
- Financial Regulation
- Relationship Management
- Operational Risk...
- Wealth Management
- FSA
- Investments
- Retirement Planning
- Financial Advisory
- Operational Risk
- Operational Risk Management
James Farr Summary
- James Farr, based in Swindon, GB, is currently a Senior Advice and Guidance Manager - Conduct and Compliance at Aviva. James Farr brings experience from previous roles at Aviva and Friends Life UK. James Farr holds a 1990 - 1993 Bsc Hons in Bsc Hons, Applied Economics @ University of Plymouth. With a robust skill set that includes Financial Services, Pensions, Financial Risk, Risk Management, Financial Regulation and more. James Farr has 2 emails on RocketReach.
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