James Dolan Email & Phone Number
Chief Compliance Officer and Chief Information Security Officer - LeveL Markets, LLC @ LeveL Markets, LLC
James Dolan Location
Boston, MA, US
James Dolan Work
- 2015 - now Chief Compliance Officer and Chief Information Security Officer - LeveL Markets, LLC @ LeveL Markets, LLC
- 2015 - now Chief Compliance Officer @ Luminex
- 2022 - now CEO and CCO and CLO and CISO @ Luminex
- 2015 - now Chief Compliance Officer, Regulatory Counsel, and Chief Information Security Officer @ LeveL Markets, LLC
- 2022 - 2022 Chief Executive Officer @ Luminex
- 2013 - 2015 Vice President, Compliance - International Equity, Prime Brokerage, Securities Finance, FX @ Fidelity Investments
- 2010 - 2013 Vice President, Compliance - International and U.S. Equity and Electronic Trading @ Fidelity Investments
- 2007 - 2010 Director, Compliance - U.S. Equity and Electronic Trading @ Fidelity Investments
- 1987 - 2007 Deputy Director @ NASD
James Dolan Education
- The Catholic University of America, Columbus School of Law1992 - 1996
- Penn State University1982 - 1986
James Dolan Skills
- Trading
- Financial Analysis
- Anti Money Laundering
- Investment Advisers Act
- International Sales
- Plastic Welding
- Revenue Recognition
- FINRA
- AML
- Equity Swaps
James Dolan Summary
James Dolan, based in Boston, MA, US, is currently a Chief Compliance Officer and Chief Information Security Officer - LeveL Markets, LLC at Kezar Markets, LLC. James Dolan brings experience from previous roles at Luminex Trading & Analytics LLC and Kezar Markets, LLC. James Dolan holds a 1992 - 1996 The Catholic University of America, Columbus School of Law. With a robust skill set that includes Trading, Financial Analysis, Anti Money Laundering, Investment Advisers Act, International Sales and more. James Dolan has 2 emails and 1 mobile phone numbers on RocketReach.
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Top LeveL Markets, LLC Employees
-
Stephen Perfetuo
VP, Product and Client Services at LeveL Markets, LLC
Foxborough, MA, US14 -
Trey Poquette
Equity Trading Analyst at LeveL Markets, LLC
Boston, MA, US1 -
Stephen Moore
Trading Operations at LeveL Markets, LLC
New York, NY, US13 -
Lauren Malley
Senior Software Developer at LeveL Markets, LLC
Mount Pleasant, SC, US1
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