James Dolan Email & Phone Number
Chief Compliance Officer and Chief Information Security Officer - LeveL Markets, LLC @ LeveL Markets, LLC
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James Dolan Location
- Boston, MA, US
James Dolan Work
- 2015 -now Chief Compliance Officer and Chief Information Security Officer - LeveL Markets, LLC @
- 2015 -now Chief Compliance Officer @
- 2022 -now CEO and CCO and CLO and CISO @
- 2015 -now Chief Compliance Officer, Regulatory Counsel, and Chief Information Security Officer @
- 2022 -2022 Chief Executive Officer @
- 2013 -2015 Vice President, Compliance - International Equity, Prime Brokerage, Securities Finance, FX @
- 2010 -2013 Vice President, Compliance - International and U.S. Equity and Electronic Trading @
- 2007 -2010 Director, Compliance - U.S. Equity and Electronic Trading @
- 1987 -2007 Deputy Director @ NASD
James Dolan Education
- The Catholic University of America, Columbus School of Law 1992-1996
- Penn State University 1982-1986
James Dolan Skills
- Trading
- Financial Analysis
- Anti Money Laundering
- Investment Advisers Act
- International Sales
- Plastic Welding
- Revenue Recognition
- FINRA
- AML
- Equity Swaps
- KYC
James Dolan Summary
- James Dolan, based in Boston, MA, US, is currently a Chief Compliance Officer and Chief Information Security Officer - LeveL Markets, LLC at Kezar Markets, LLC. James Dolan brings experience from previous roles at Luminex Trading & Analytics LLC and Kezar Markets, LLC. James Dolan holds a 1992 - 1996 The Catholic University of America, Columbus School of Law. With a robust skill set that includes Trading, Financial Analysis, Anti Money Laundering, Investment Advisers Act, International Sales and more. James Dolan has 2 emails and 1 mobile phone numbers on RocketReach.
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