James Dolan Email & Phone Number
Chief Compliance Officer and Chief Information Security Officer - LeveL Markets, LLC @ LeveL Markets, LLC
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James Dolan Location
- Boston, MA, US
James Dolan Work
- Chief Compliance Officer and Chief Information Security Officer - LeveL Markets, LLC @ (September 2015 - Present)
- Chief Compliance Officer, Regulatory Counsel, and Chief Information Security Officer @ (September 2015 - Present)
- Chief Compliance Officer @ (September 2015 - Present)
- CEO and CCO and CLO and CISO @ (January 2022 - Present)
- Chief Executive Officer @ (January 2022 - March 2022)
- Vice President, Compliance - International Equity, Prime Brokerage, Securities Finance, FX @ (January 2013 - September 2015)
- Vice President, Compliance - International and U.S. Equity and Electronic Trading @ (April 2010 - January 2013)
- Director, Compliance - U.S. Equity and Electronic Trading @ (November 2007 - April 2010)
- Deputy Director @ NASD (January 1987 - January 2007)
James Dolan Education
- The Catholic University of America, Columbus School of Law
JD (Law)
1992-1996 - Penn State University
BA (Political Science)
1982-1986
James Dolan Skills
- Trading
- Financial Analysis
- Anti Money Laundering
- Investment Advisers Act
- International Sales
- Plastic Welding
- Revenue Recognition
- FINRA
- AML
- Equity Swaps
- KYC
James Dolan Summary
- James Dolan, based in Boston, MA, US, is currently a Chief Compliance Officer and Chief Information Security Officer - LeveL Markets, LLC at Kezar Markets, LLC. James Dolan brings experience from previous roles at Kezar Markets, LLC and Luminex Trading & Analytics LLC. James Dolan holds a 1992 - 1996 JD in Law @ The Catholic University of America, Columbus School of Law. With a robust skill set that includes Trading, Financial Analysis, Anti Money Laundering, Investment Advisers Act, International Sales and more. James Dolan has 2 emails and 1 mobile phone numbers on RocketReach.
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