James Dolan Email & Phone Number
Chief Compliance Officer and Chief Information Security Officer - Kezar Trading, LLC @ Kezar Markets, LLC
James Dolan's Location
Boston, MA, US
James Dolan's Work
- Chief Compliance Officer and Chief Information Security Officer - Kezar Trading, LLC @ Kezar Markets, LLC
- Chief Compliance Officer @ Kezar Markets, LLC
- CEO and CCO and CLO and CISO @ Kezar Markets, LLC
- Chief Executive Officer @ Kezar Markets, LLC
- Vice President, Compliance - International Equity, Prime Brokerage, Securities Finance, FX @ Fidelity Investments
- Vice President, Compliance - International and U.S. Equity and Electronic Trading @ Fidelity Investments
- Director, Compliance - U.S. Equity and Electronic Trading @ Fidelity Investments
- Deputy Director @ NASD
James Dolan's Education
- The Catholic University of America, Columbus School of Law
JD (Law)
1992 - 1996 - Penn State University
BA (Political Science)
1982 - 1986
James Dolan's Skills
- Trading
- Financial Analysis
- Anti Money Laundering
- Investment Advisers Act
- International Sales
- Plastic Welding
- Revenue Recognition
- FINRA
- AML
- Equity Swaps
James Dolan's Summary
James Dolan, based in Boston, MA, US, is currently a Chief Compliance Officer and Chief Information Security Officer - Kezar Trading, LLC at Kezar Markets, LLC, bringing experience from previous roles at Luminex Trading & Analytics LLC and Fidelity Investments. James Dolan holds a 1992 - 1996 JD in Law @ The Catholic University of America, Columbus School of Law. With a robust skill set that includes Trading, Financial Analysis, Anti Money Laundering, Investment Advisers Act, International Sales and more, James Dolan contributes valuable insights to the industry. James Dolan has 4 emails and 1 mobile phone number on RocketReach.
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