James Dolan Email & Phone Number

Chief Compliance Officer and Chief Information Security Officer - LeveL Markets, LLC @ LeveL Markets, LLC

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James Dolan Location

Boston, MA, US

James Dolan Work

2015 - now Chief Compliance Officer and Chief Information Security Officer - LeveL Markets, LLC @ LeveL Markets, LLC
2015 - now Chief Compliance Officer @ Luminex
2022 - now CEO and CCO and CLO and CISO @ Luminex

2015 - now Chief Compliance Officer, Regulatory Counsel, and Chief Information Security Officer @ LeveL Markets, LLC
2022 - 2022 Chief Executive Officer @ Luminex
2013 - 2015 Vice President, Compliance - International Equity, Prime Brokerage, Securities Finance, FX @ Fidelity Investments
2010 - 2013 Vice President, Compliance - International and U.S. Equity and Electronic Trading @ Fidelity Investments
2007 - 2010 Director, Compliance - U.S. Equity and Electronic Trading @ Fidelity Investments
1987 - 2007 Deputy Director @ NASD

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James Dolan Education

The Catholic University of America, Columbus School of Law
1992 - 1996
Penn State University
1982 - 1986

James Dolan Skills

Trading
Financial Analysis
Anti Money Laundering

Investment Advisers Act
International Sales
Plastic Welding
Revenue Recognition
FINRA
AML
Equity Swaps

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James Dolan Summary

James Dolan, based in Boston, MA, US, is currently a Chief Compliance Officer and Chief Information Security Officer - LeveL Markets, LLC at Kezar Markets, LLC. James Dolan brings experience from previous roles at Luminex Trading & Analytics LLC and Kezar Markets, LLC. James Dolan holds a 1992 - 1996 The Catholic University of America, Columbus School of Law. With a robust skill set that includes Trading, Financial Analysis, Anti Money Laundering, Investment Advisers Act, International Sales and more. James Dolan has 2 emails and 1 mobile phone numbers on RocketReach.

James Dolan Emails

Found 2 emails

James Dolan Phone Numbers

Found 3 phone numbers

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James Dolan

Chief Compliance Officer and Chief Information Security Officer - LeveL Markets, LLC at Kezar Markets, LLC

Boston, MA, US
2
- kezarmarkets.com
- levelmarkets.com
3
- +1 617-286-XXXX
- +1 508-297-XXXX
- +1 508-614-XXXX
James Dolan

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Waltham, MA, US
1
- polaroid.com
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- +1 978-374-XXXX
James Dolan

CEO at The Madison Square Garden Company

New York, NY, US
1
- msg.com
5+
- +1 212-465-XXXX
- +1 314-421-XXXX
- +1 212-631-XXXX
- +1 212-465-XXXX
- +1 816-279-XXXX
- +1 816-279-XXXX

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Top LeveL Markets, LLC Employees

James Dolan

Chief Compliance Officer and Chief Information Security Officer - LeveL Markets, LLC at LeveL Markets, LLC

Boston, MA, US
2
- kezarmarkets.com
- levelmarkets.com
3
- +1 617-286-XXXX
- +1 508-297-XXXX
- +1 508-614-XXXX
Stephen Perfetuo

VP, Product and Client Services at LeveL Markets, LLC

Foxborough, MA, US
1
- comcast.net
4
- +1 617-904-XXXX
- +1 508-561-XXXX
- +1 508-543-XXXX
- +1 508-951-XXXX
Trey Poquette

Equity Trading Analyst at LeveL Markets, LLC

Boston, MA, US
1
- gmail.com
Stephen Moore

Trading Operations at LeveL Markets, LLC

New York, NY, US
1
- gmail.com
3
- +1 201-675-XXXX
- +1 732-870-XXXX
- +1 201-445-XXXX
Lauren Malley

Senior Software Developer at LeveL Markets, LLC

Mount Pleasant, SC, US
1
- levelmarkets.com

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