James Desmet Email & Phone Number
Compliance Officer @ B. Riley Wealth Management
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James Desmet Location
- Memphis, TN, US
James Desmet Work
- 2022 -now Compliance Officer @
- 2020 -2022 Compliance Officer - A B. Riley Financial Company @
- 2018 -2020 Trading and Client Services @
- 2007 -2017 Registered Representative @
- 2002 -2007 Branch Manager @
- 1998 -2002 Investment Consultant @
- 1996 -1998 Master Trust Accountant @
James Desmet Education
- Clarion University of Pennsylvania
Bachelor's degree (Finance, General)
1991-1995
James Desmet Skills
- Portfolio Management
- Securities
- Operations Management
- Coaching
- Series 9 And 10
- Client Services
- Risk Management
- Investments
- Training
- Finance
- Fixed Income
- Series 63 And 66
- Investment Advisory
- Options
- Financial Services
- Equities
- Mutual Funds
- Wealth Management Services
- Series 7
James Desmet Summary
- James Desmet, based in Memphis, TN, US, is currently a Compliance Officer at B. Riley Wealth Management. James Desmet brings experience from previous roles at National Securities Corporation, Ally, Muriel Siebert & Co., Inc. Member NYSE, FINRA & SIPC and TD Ameritrade. James Desmet holds a 1991 - 1995 Bachelor's degree in Finance, General @ Clarion University of Pennsylvania. With a robust skill set that includes Portfolio Management, Securities, Operations Management, Coaching, Series 9 And 10 and more. James Desmet has 1 emails and 2 mobile phone numbers on RocketReach.
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