James Desmet Email & Phone Number
Compliance Officer @ B. Riley Wealth Management
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James Desmet Location
- Memphis, TN, US
James Desmet Work
- Compliance Officer @ (July 2022 - Present)
- Compliance Officer - A B. Riley Financial Company @ (September 2020 - July 2022)
- Trading and Client Services @ (January 2018 - September 2020)
- Registered Representative @ (December 2007 - July 2017)
- Branch Manager @ (November 2002 - December 2007)
- Investment Consultant @ (February 1998 - November 2002)
- Master Trust Accountant @ (December 1996 - February 1998)
James Desmet Education
- Clarion University of Pennsylvania
Bachelor's degree (Finance, General)
1991-1995
James Desmet Skills
- Portfolio Management
- Securities
- Operations Management
- Coaching
- Series 9 And 10
- Client Services
- Risk Management
- Investments
- Training
- Finance
- Fixed Income
- Series 63 And 66
- Investment Advisory
- Options
- Financial Services
- Equities
- Mutual Funds
- Wealth Management Services
- Series 7
James Desmet Summary
- James Desmet, based in Memphis, TN, US, is currently a Compliance Officer at B. Riley Wealth Management. James Desmet brings experience from previous roles at National Securities Corporation, Ally, Muriel Siebert & Co., Inc. Member NYSE, FINRA & SIPC and TD Ameritrade. James Desmet holds a 1991 - 1995 Bachelor's degree in Finance, General @ Clarion University of Pennsylvania. With a robust skill set that includes Portfolio Management, Securities, Operations Management, Coaching, Series 9 And 10 and more. James Desmet has 1 emails and 2 mobile phone numbers on RocketReach.
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