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James Collier Location
United Kingdom
James Collier Work
Head of Compliance (Asia) @ (June 2025 - Present)
Compliance Director @ (October 2022 - April 2025)
Compliance Officer and MLRO @ (May 2018 - October 2022)
Compliance Officer and MLRO @ (May 2018 - October 2022)
Compliance Manager @ (April 2016 - April 2018)
Compliance Manager @ (April 2016 - April 2018)
Head of Market Surveillance @ (January 2015 - March 2016)
Deputy Head of Market Surveillance @ (August 2014 - January 2015)
Senior Market Surveillance Analyst @ (August 2010 - July 2014)
Market Surveillance Analyst @ (August 2009 - August 2010)
Intern @ (July 2008 - September 2008)
James Collier Education
The London School of Economics and Political Science (LSE)
MSc (Finance)
2010-2012
Univerisity of Leeds
BA (Economics)
2006-2009
Tonbridge School 2000-2005
James Collier Skills
Commodity
Management
Investment Banking
Derivatives
Regulations
Risk Management
Trading
Trade Compliance
Commodity Markets
Finance
Compliance
Financial Services
Equities
Financial Markets
Anti Money Laundering
Risk Assessment
E.U. Markets In Financial Instruments Directive Mifid
Regulatory Compliance
KYC
Securities
Compliance Advisory
e.u. Markets in Financial Instruments Directive
James Collier Summary
James Collier, based in United Kingdom, is currently a Head of Compliance (Asia) at Trafigura. James Collier brings experience from previous roles at Koch Minerals & Trading and Koch Supply & Trading. James Collier holds a 2010 - 2012 MSc in Finance @ The London School of Economics and Political Science (LSE). With a robust skill set that includes Commodity, Management, Investment Banking, Derivatives, Regulations and more. James Collier has 2 emails and 1 mobile phone numbers on RocketReach.
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