James Clements Email & Phone Number
President @ CreativeOne Securities
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James Clements Location
- Omaha, NE, US
James Clements Work
- President @ (April 2026 - Present)
- SVP, Chief Compliance Officer @ (July 2020 - April 2026)
- VP, CCO and Risk Management at Ameritas Investment Com @ (November 2018 - July 2020)
- VP, Fiduciary Services and Supervision @ (March 2018 - October 2018)
- 2nd VP, Supervision - AIC @ (June 2017 - February 2018)
- Director, Advisory Compliance and Licensing and Registration @ (January 2014 - June 2017)
- Principal and Managing Director @ Hidden Valley Consulting Group (May 2012 - December 2013)
James Clements Education
- Wayne State College
Master of Science ((MSOM))
- William Paterson University of New Jersey
BA
James Clements Skills
- Policies & Procedures
- Investment Advisers Act
- Risk Assessment
- Broker-Dealer Compliance
- Regulatory Affairs
- Regulatory Compliance
- Investment Company Act
- Teamwork
- Board of Directors
- Insurance
- Fraud Investigations
- Analytical Skills
- Financial Analysis
- Business Development
- Fraud Prevention
- Compliance Management
- Communication
- Investment Advisory
- Investments
- Alternative Investments
- Securities
- Equities
- Strategic Financial Planning
- Wealth Management
- Asset Management
- Financial Advisory
- Finance
- Financial Services
- Asset Allocation
- Investment Management
- Investment Strategies
- Training
- New Business Development
- Asset Managment
- Series 24
- Portfolio Management
- Retirement Planning
- Strategy
- Start-ups
- Financial Planning
- Compliance
- P&L Management
- P&L responsibility
- Series 7
- Series 63
- Series 9
- Series 10
- Marketing Strategy
- Relationship Management
- Hedge Funds
- Project Planning
- Public Speaking
- Sales
- Start Ups
- Marketing
- Marketing Communications
- Product Development
- Program Management
- Brokerage
- Fixed Income
- Advisory
- Microsoft Excel
- FINRA
- Sales Recruitment
- Fundraising
- Product Marketing
- Business Strategy
- Project Management
- Microsoft Office
James Clements Summary
- James Clements, based in Omaha, NE, US, is currently a President at CreativeOne Securities. James Clements brings experience from previous roles at Carson Group and Ameritas. James Clements holds a Master of Science in (MSOM) @ Wayne State College. With a robust skill set that includes Policies & Procedures, Investment Advisers Act, Risk Assessment, Broker-Dealer Compliance, Regulatory Affairs and more. James Clements has 2 emails and 1 mobile phone numbers on RocketReach.
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