James Ash Email & Phone Number
SVP and Head of Fund Compliance
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James Ash Location
- Charlotte, NC, US
James Ash Work
- 2019 - now SVP and Head of Fund Compliance @ Northern Lights Compliance Services
- 2017 - 2019 Senior Vice President, National Sales @ Ultimus Fund Solutions (fka Gemini Fund Services)
- 2005 - 2017 Senior Vice President and Director of Legal Administration @ Gemini Fund Services, LLC
- 2003 - 2003 Legal Intern within the Division of Enforcement @ New York Stock Exchange
- 1999 - 2001 Equity Trader @ Goldis Financial Group Inc
James Ash Education
- Maurice A. Deane School of Law at Hofstra University
Juris Doctorate
2003 - 2005 - SUNY Stony Brook
B.S (Business Management)
James Ash Skills
- Mutual Funds
- Securities
- Fund Administration
- Investment Strategies
- Alternative Investments
- Equities
- Investment Advisory
- Investments
- Derivatives
- Fund Of Funds
- Project Management
- Sales Management
- Customer Service
- Trading
- Microsoft Excel
- Leadership
James Ash Summary
- James Ash, based in Charlotte, NC, US, is currently a SVP and Head of Fund Compliance at Northern Lights Compliance Services. James Ash brings experience from previous roles at Ultimus Fund Solutions (fka Gemini Fund Services), Gemini Fund Services, LLC, New York Stock Exchange and Goldis Financial Group Inc. James Ash holds a 2003 - 2005 Juris Doctorate @ Maurice A. Deane School of Law at Hofstra University. With a robust skill set that includes Mutual Funds, Securities, Fund Administration, Investment Strategies, Alternative Investments and more. James Ash has 1 emails and 2 mobile phone numbers on RocketReach.
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