James Ash Email & Phone Number
President
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James Ash Location
- Charlotte, NC, US
James Ash Work
- 2026 -now President @ Northern Lights Compliance Services
- 2019 -2026 SVP and Head of Fund Compliance @ Northern Lights Compliance Services
- 2017 -2019 Senior Vice President, National Sales @ Ultimus Fund Solutions (fka Gemini Fund Services)
- 2005 -2017 Senior Vice President and Director of Legal Administration @ Gemini Fund Services, LLC
- 2003 -2003 Legal Intern within the Division of Enforcement @ New York Stock Exchange
- 1999 -2001 Equity Trader @ Goldis Financial Group Inc
James Ash Education
- Maurice A. Deane School of Law at Hofstra University
Juris Doctorate
2003-2005 - SUNY Stony Brook
B.S (Business Management)
James Ash Skills
- Mutual Funds
- Securities
- Fund Administration
- Investment Strategies
- Alternative Investments
- Equities
- Investment Advisory
- Investments
- Derivatives
- Fund Of Funds
- Project Management
- Sales Management
- Customer Service
- Trading
- Microsoft Excel
- Leadership
James Ash Summary
- James Ash, based in Charlotte, NC, US, is currently a President at Northern Lights Compliance Services. James Ash brings experience from previous roles at Northern Lights Compliance Services, Ultimus Fund Solutions (fka Gemini Fund Services), Gemini Fund Services, LLC and New York Stock Exchange. James Ash holds a 2003 - 2005 Juris Doctorate @ Maurice A. Deane School of Law at Hofstra University. With a robust skill set that includes Mutual Funds, Securities, Fund Administration, Investment Strategies, Alternative Investments and more. James Ash has 1 emails and 2 mobile phone numbers on RocketReach.
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