Jake Palmer Email & Phone Number
Chief Compliance Officer @ Realta Wealth
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Jake Palmer Location
- San Antonio, TX, US
Jake Palmer Work
- 2025 -now Chief Compliance Officer @
- 2024 -2025 Regulatory Compliance Consultant @
- 2022 -2024 Chief Compliance Officer @ Social INVSTR
- 2022 -2022 Senior Vice President | Chief Compliance Officer @
- 2022 -2022 Chief Compliance Officer @
- now Board of Directors @
- 2020 -2021 Director of Compliance and Operations @
- 2015 -2019 Board of Directors @
- 2010 -2019 District Committee Member @ FINRA Committee
- 2007 -2019 Chief Operating Officer | Chief Compliance Officer for Broker and Dealer, RIA, and Capital Markets Group @
- now District Committee Member @ FINRA Committee
- 2005 -2007 Chief Compliance Officer @
- 2002 -2005 Chief Compliance Officer | Director of Training | Institutional Sales @
- 1992 -2002 Financial Services @
Jake Palmer Education
- University of the Incarnate Word
Bachelor of Business Administration - BBA (Business Administration and Management, General)
1996-2000 - University of the Incarnate Word
BBA (Business Admin)
1990-1994 - The Wharton School
Jake Palmer Skills
- Legal Compliance
- Compliance Management
- Investment advisory compliance
- Private Equity
- Broker-Dealer Compliance
- Broker-Dealer Operations
- Proprietary Trading
- Fixed Income Portfolio Management
- Fixed Income Analysis
- Annual Training
- Internal Audits
- Security Audits
- Financial Audits
- Branch Administration
- Privacy Law
- Credit Analysis
- Creative Design
- Leadership
- Critical Path Method (CPM)
- Business Requirements
- Surveillance
- Portfolio Management
- Business Strategy
- Customer Experience
- Financial Services
- Analytical Skills
- Business Relationship Management
- Financial Analysis
- Financial Advisory
- Teamwork
- Business Development
- Management
- Investment Strategies
- Project Management
- Due Diligence
- Investment Management
- Auditing
- Training
- Anti-Money Laundering
- Compliance
- Insurance
- Risk Management
- Financial Planning
- Coaching
- Training & Development
- Relationship Development
- Strategic Financial Planning
- Executive Management
- Securities
- Business Process Improvement
- Investments
- Asset Management
- Series 7
- Team Building
- Wealth Management
- Retirement Planning
- Investment Advisory
- Series 24
- Fixed Income
- Retirement
- New Business Development
- Series 63
- Financial Risk
- Banking
- Mutual Funds
- Process Improvement
- Trading
Jake Palmer Summary
- Jake Palmer, based in San Antonio, TX, US, is currently a Chief Compliance Officer at Realta Wealth. Jake Palmer brings experience from previous roles at Bristal Lane Group, Social INVSTR and Frost Bank. Jake Palmer holds a 1996 - 2000 Bachelor of Business Administration - BBA in Business Administration and Management, General @ University of the Incarnate Word. With a robust skill set that includes Legal Compliance, Compliance Management, Investment advisory compliance, Private Equity, Broker-Dealer Compliance and more. Jake Palmer has 2 emails and 1 mobile phone numbers on RocketReach.
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