Jack Ye Email
Chief Compliance Officer
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Jack Ye Location
- New York, NY, US
Jack Ye Work
- Chief Compliance Officer @ TradeUP Securities, Inc. (January 2022 - Present)
- Chief Compliance Officer @ US Tiger Securities, Inc. (April 2019 - Present)
- Senior Compliance Associate @ (September 2017 - April 2019)
- Compliance Associate @ CLSA (August 2015 - August 2017)
- Compliance Analyst @ (September 2012 - July 2015)
- Junior Financial Advisor @ Meyers Associates L.P. (September 2011 - May 2012)
- Independent Consultant @ Kaiser Associates Asia LLC (May 2011 - August 2011)
- Marketing and Risk Control Manager @ (January 2007 - March 2011)
- Risk Analyst and Client Relationship Manager @ (January 2004 - December 2006)
Jack Ye Education
- The University of Sydney Business School
MA (Finance)
2002-2003 - Guangdong University of Foreign Studies
BA (Finance)
1997-2001
Jack Ye Skills
- Asset Management
- Banking
- Bloomberg
- CRM
- Capital Markets
- Credit Cards
- Derivatives
- Equities
- Finance
- Financial Analysis
- Financial Modeling
- Financial Risk
- Financial Services
- Fixed Income
- Hedge Funds
- Investment Advisory
- Investments
- KYC
- Management
- Mutual Funds
- OATS
- Portfolio Management
- Risk Management
- SHO
- Series 24
- Series 7
- Wealth Management
- series 4
- series 57
- series 63
- series 79
- series 86
- series 87
- series 99
Jack Ye Summary
- Jack Ye, based in New York, NY, US, is currently a Chief Compliance Officer at TradeUP Securities, Inc.. Jack Ye brings experience from previous roles at US Tiger Securities, Inc., CICC, CLSA and Millennium Management. Jack Ye holds a 2002 - 2003 MA in Finance @ The University of Sydney Business School. With a robust skill set that includes Asset Management, Banking, Bloomberg, CRM, Capital Markets and more. Jack Ye has 1 emails on RocketReach.
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