Managing Director, Regional Lead (Southwest) @ (January 2025 - March 2026)
Director @ (January 2023 - April 2025)
Associate Director @ (April 2022 - January 2023)
Vice President @ (October 2020 - April 2022)
Senior Compliance Associate @ (January 2017 - October 2020)
Compliance Senior Analyst @ (August 2014 - January 2017)
Compliance Officer @ (August 2011 - August 2014)
Supervision Principal @ Clark Consulting (July 2010 - August 2011)
AVP, Supervision Principal @ (July 2007 - July 2010)
Resource Desk Principal @ (November 2004 - July 2007)
Licensed Broker @ (November 2003 - November 2004)
Hung Nguyen Education
The University of Texas at Arlington
Bachelor of Science (Business, Management Information Systems)
Hung Nguyen Skills
Series 7
Securities
FINRA
Investments
Series 63
Financial Services
Insurance
Series 65
Options
Management
SEC
Series 24
Microsoft Office
Public Speaking
Investment Properties
Employee Relations
PowerPoint
Program Management
Hung Nguyen Summary
Hung Nguyen, based in Texas, United States, is currently a Senior Managing Director, Regional Lead (Southwest) at IQ-EQ. Hung Nguyen brings experience from previous roles at IQ-EQ and Greyline. Hung Nguyen holds a Bachelor of Science in Business, Management Information Systems @ The University of Texas at Arlington. With a robust skill set that includes Series 7, Securities, FINRA, Investments, Series 63 and more. Hung Nguyen has 2 emails and 1 mobile phone numbers on RocketReach.
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