Howard Davis Email & Phone Number
Managing Director - CIB Markets Global Head of Conduct and Surveillance @ Standard Chartered Bank
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Howard Davis Location
- Singapore
Howard Davis Work
- Managing Director - CIB Markets Global Head of Conduct and Surveillance @ (November 2023 - Present)
- Managing Director - CIB Global Head of Supervision and Market Conduct @ (February 2022 - Present)
- Managing Director, CIB Global Controls Monitoring and Metrics @ (August 2021 - Present)
- Global Head of Market Surveillance @ (January 2016 - August 2021)
- Regional Head of Surveillance and Market Conduct-Americas @ (January 2014 - January 2016)
- Division of Market Oversight – Market and Trade Practice Surveillance Analyst @ (January 2012 - January 2013)
- Account Manager - Trading Systems @ (January 2008 - January 2010)
- Consultant @ XFINANCIAL (January 2006 - January 2008)
- Regional Manager- Senior Vice President of the Americas. @ NYSE Euronext Holdings LLC (January 2002 - January 2006)
- NASDAQ Associate Director, Client Services –Technology and Telecom listings and IPO's @ NASD (January 2000 - January 2002)
- FINRA Compliance Examiner @ (January 1997 - January 2000)
- Surveillance and Risk Analyst @ (January 1994 - January 1997)
Howard Davis Education
- Fordham University
- Webster University Geneva
(Computer Science)
Howard Davis Skills
- Capital Markets
- Equities
- Fixed Income
- Financial Markets
- Investments
- Securities
- Trading
- Investment Banking
- Regulatory Compliance
- Risk Management
- Data Analysis
- Investigation
- Surveillance
- Dodd-Frank
- Securities Regulation
- FINRA
- Financial Conduct Authority
- CFTC
- Deriveratives
- Remediation
- Change Management
- Account Management
- Sales Management
- Goverance
- FRB
- PRA
- Global Operations
- Data Science
- 1LOD / 2LOD
- Foreign Exchange (FX) Trading
- Swap Dealer
- Project Management
- Team Management
- Management Consulting
- Financial Services
- ESMA
- Market Abuse Regulations
Howard Davis Summary
- Howard Davis, based in Singapore, is currently a Managing Director - CIB Markets Global Head of Conduct and Surveillance at Standard Chartered. Howard Davis brings experience from previous roles at Wells Fargo, State Street and MUFG Bank of Tokyo-Mitsubishi. Howard Davis holds a Fordham University. With a robust skill set that includes Capital Markets, Equities, Fixed Income, Financial Markets, Investments and more. Howard Davis has 1 emails and 3 mobile phone numbers on RocketReach.
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