Howard Davis Email & Phone Number
Managing Director - CIB Markets Global Head of Conduct and Surveillance @ Standard Chartered Bank
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Howard Davis Location
- Singapore
Howard Davis Work
- 2023 -now Managing Director - CIB Markets Global Head of Conduct and Surveillance @
- 2022 -now Managing Director - CIB Global Head of Supervision and Market Conduct @
- 2021 -now Managing Director, CIB Global Controls Monitoring and Metrics @
- 2016 -2021 Global Head of Market Surveillance @
- 2014 -2016 Regional Head of Surveillance and Market Conduct-Americas @
- 2012 -2013 Division of Market Oversight – Market and Trade Practice Surveillance Analyst @
- 2008 -2010 Account Manager - Trading Systems @
- 2014 -2016 Regional Head of Surveillance and Market Conduct-Americas @
- 2012 -2013 Division of Market Oversight – Market and Trade Practice Surveillance Analyst @
- 2006 -2008 Consultant @ XFINANCIAL
- 2002 -2006 Regional Manager- Senior Vice President of the Americas. @ NYSE Euronext Holdings LLC
- 2008 -2010 Account Manager - Trading Systems @
- 2006 -2008 Consultant @ XFINANCIAL
- 2000 -2002 NASDAQ Associate Director, Client Services –Technology and Telecom listings and IPO's @ NASD
- 1997 -2000 FINRA Compliance Examiner @
- 2002 -2006 Regional Manager- Senior Vice President of the Americas. @
- 1994 -1997 Surveillance and Risk Analyst @
- 2000 -2002 NASDAQ Associate Director, Client Services –Technology and Telecom listings and IPO's @
- 1997 -2000 FINRA Compliance Examiner @
- 1994 -1997 Surveillance and Risk Analyst @
Howard Davis Education
- Fordham University
- Webster University Geneva
(Computer Science)
Howard Davis Skills
- Capital Markets
- Equities
- Fixed Income
- Financial Markets
- Investments
- Securities
- Trading
- Investment Banking
- Regulatory Compliance
- Risk Management
- Data Analysis
- Investigation
- Surveillance
- Dodd-Frank
- Securities Regulation
- FINRA
- Financial Conduct Authority
- CFTC
- Deriveratives
- Remediation
- Change Management
- Account Management
- Sales Management
- Goverance
- FRB
- PRA
- Global Operations
- Data Science
- 1LOD / 2LOD
- Foreign Exchange (FX) Trading
- Swap Dealer
- Project Management
- Team Management
- Management Consulting
- Financial Services
- ESMA
- Market Abuse Regulations
Howard Davis Summary
- Howard Davis, based in Singapore, is currently a Managing Director - CIB Markets Global Head of Conduct and Surveillance at Standard Chartered. Howard Davis brings experience from previous roles at Wells Fargo, State Street and MUFG Bank of Tokyo-Mitsubishi. Howard Davis holds a Fordham University. With a robust skill set that includes Capital Markets, Equities, Fixed Income, Financial Markets, Investments and more. Howard Davis has 2 emails and 2 mobile phone numbers on RocketReach.
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