Herbert Walton Email & Phone Number

Chief Compliance Officer @ TradeStation

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Herbert Walton Location

Fort Lauderdale, FL, US

Herbert Walton Work

2024 - now Chief Compliance Officer @ TradeStation
2021 - 2024 Head Of Compliance @ Altruist
2008 - 2021 Chief Compliance Officer @ TradeStation

2015 - 2018 Chief Risk and Compliance Officer @ TradeStation
2004 - 2008 Director of Compliance @ TradeStation

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Herbert Walton Skills

RIAs
Investment Advisers Act
U.S. Securities and Exchange Commission (SEC)

Compliance Regulations
Management
Operational Risk
Compliance Advisory
Compliance Monitoring
Regulatory Compliance
Leadership

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Herbert Walton Summary

Herbert Walton, based in Fort Lauderdale, FL, US, is currently a Chief Compliance Officer at TradeStation. Herbert Walton brings experience from previous roles at Altruist and TradeStation Securities. With a robust skill set that includes RIAs, Investment Advisers Act, U.S. Securities and Exchange Commission (SEC), Compliance Regulations, Management and more. Herbert Walton has 6 emails and 2 mobile phone numbers on RocketReach.

Herbert Walton Emails

Found 6 emails

Herbert Walton Phone Numbers

Found 6 phone numbers

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Herbert Walton

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Herbert Walton

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