Herbert Walton's Location
Fort Lauderdale, FL, US
Herbert Walton's Work
- Chief Risk and Compliance Officer @ TradeStation
- Head Of Compliance @ Altruist
- Chief Compliance Officer @ TradeStation
- Director of Compliance @ TradeStation
Herbert Walton's Skills
- FINRA
- Series 24
- Securities
- AML
- Series 7
- Equities
- Series 63
- Electronic Trading
- KYC
- OFAC
Herbert Walton's Summary
Herbert Walton, based in Fort Lauderdale, FL, US, is currently a Head Of Compliance at Altruist, bringing experience from previous roles at TradeStation and TradeStation Securities. With a robust skill set that includes FINRA, Series 24, Securities, AML, Series 7 and more, Herbert Walton contributes valuable insights to the industry. Herbert Walton has 4 emails and 1 mobile phone number on RocketReach.
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