Vice President @ NEW YORK FUTURES EXCHANGE (July 1983 - March 1984)
Vice President and Manager @ OPPENHEIMER & CO (January 1980 - July 1983)
Vice President and Manager @ BLYTHE EASTMAN DILLON & CO (January 1978 - January 1980)
Associate Product Manager @ DEAN WITTER & CO (January 1977 - January 1978)
Registered Rep and Associate Director @ SUTRO & CO (January 1972 - January 1977)
Henry Ferguson Education
California State University - East Bay
Bachelor of Science (Business Administration)
1968-1970
Northeast High School Kansas City, Mo
Henry Ferguson Skills
FINRA
Investments
Securities
Mutual Funds
Equities
Hedge Funds
Financial Services
Arbitration
Capital Markets
Litigation
Options
Wealth Management
Alternative Investments
Fixed Income
Portfolio Management
Series 3
Series 65
Arbitrator FINRA
Arbitrator NFA
Securities Regulation
AML
Derivatives
Finance
Private Equity
Expert Witness
Trading
Internal Investigations
Series 63
Series 24
Financial Markets
Due Diligence
Management
Risk Management
Microsoft Excel
Security
Nursing
Henry Ferguson Summary
Henry Ferguson, based in Boca Raton, FL, US, is currently a President at HRFerguson Financial Consultants, LLC. Henry Ferguson brings experience from previous roles at GO2SECURE, Wyoming Deposit & Transfer, Capital Forensics, Inc. and FERGUSON KERN LLC. Henry Ferguson holds a 1968 - 1970 Bachelor of Science in Business Administration @ California State University - East Bay. With a robust skill set that includes FINRA, Investments, Securities, Mutual Funds, Equities and more. Henry Ferguson has 2 emails and 1 mobile phone numbers on RocketReach.
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