Hector Roman Email & Phone Number
Vice President of Trading and Portfolio Management Compliance - Investment Management @ DWS Group
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Hector Roman Location
- New York, NY, US
Hector Roman Work
- 2022 -now Vice President of Trading and Portfolio Management Compliance - Investment Management @
- 2017 -2022 Anti-Money Laundering Officer | Legal and Compliance Fund Director (Officer Level) @
- 2015 -2017 Compliance Director of Global Testing @
- 2014 -2015 Senior Advisory - Forensic Technology Services and Data Analytics @
- 2013 -2014 Compliance Trade Surveillance-Senior Associate @
- 2008 -2013 Operational Risk Manager @
- 2005 -2008 Senior Portfolio Analyst @
- 2002 -2005 Retail Credit Analyst @
Hector Roman Education
- The George Washington University - School of Business
Certification (Organization Performance Improvement)
2014-2014 - Learning Tree International (NYC - Financial District)
Certification (SQL Programming Language)
2013-2013 - Dowling College
Masters Business Administration (Corporate Finance)
2009-2010 - Stony Brook University
Bachelor of Science (Economics)
2002-2005
Hector Roman Skills
- Financial Services
- Portfolio Management
- Fixed Income
- Financial Risk
- Risk Management
- Financial Analysis
- Bloomberg
- Change Management
- Analysis
- Asset Management
- Securities
- Trading
- Wealth Management
- Corporate Finance
- Cross-functional Team Leadership
- Electronic Trading
- Mutual Funds
- Project Management
- Bloomberg Terminal
- Investments
- Middle Office
- Capital Markets
- Trading Systems
- Business Analysis
- Investment Banking
- Sales Presentations
- Test Management
- Analytical Skills
- Planning Budgeting & Forecasting
- Relationship-builder with Unsurpassed Interpersonal Skills
- Strategic Initiatives
- Operational Risk
- Segregation of Duties
- Counterparty Risk
- Trade Regulation
- Performance Metrics
- Microsoft SQL Server
- Full Life Cycle Development
- New Business Development
- Business Process Improvement
- AML
- Market Data
- Reference Data
- Equity Derivatives
- Asset Allocation
- Operational Risk Management
- Analytics
- User Acceptance Testing
- Data Analysis
- Inventory Management
- Writing
- SEC
- Logic
- Cards
- Booking Systems
- Ficc
- Market
- Anti Money Laundering
- Financial Data
- Credit Cards
- Nasd
- Sales
- Wealth Management Services
- JIRA
- Compliance Software
- Credit Risk
- Finance
- Relationship Builder With Unsurpassed Interpersonal Skills
- Tight Deadlines
- HP Quality Center
- Client Accounts
- Business Administration
- Quantification
- Cross Functional Team Leadership
- Functional Support
- Management
- Sit
- Municipal Bonds
- Science
- Citigroup
- BRD
- Data Mining
- Investment Management
- Spanish
- Auditing
- PowerPoint
- Accounting
- Workflow
- Change Initiatives
- Trees
- Financials
- Gaps
- Searches
- Languages
- Pmr
- Consumer
- Barclays
- Defect Tracking
- Team Leadership
- Frd
- Nyse
- Strategy
- Solution Implementation
- Trace
- Microsoft Office
- FINRA
- Risk Analysis
- Data Modeling
- Microsoft Excel
- Testing
- Policy
- Wealth
- End Users
- Mantas
- Operational Excellence
- Business Management
- Streamline
- Documentation
- Quality Control
- Communication Training
- Stakeholders
- Operational Support
- Sanction
- Loans
- Surveillance
- Written
- Economics
- Coordination
- Retail
- Relational Databases
- Advertising
- Lead a Team
- Quality Assurance
- Regulatory Requirements
- Operations
- Metric Reporting
- Marketing
- Queries
- Credit
- Pitch Books
- CPE
- Enquiries
- Project
- SQL
- Flows
- Contractual Agreements
- Functional Testing
- Rollouts
- Performance Improvement
- ERD
- Planning Budgeting and Forecasting
- International
- Data Models
- Portfolio
- High Quality
- NICE
- New York
- Reviews
- Mortgage Lending
- Flow Charts
- Procedure Manuals
- Regression Testing
- Actimize
- Visio
- Exercising
- SAS
- Margin Improvement
- Compliance
- Equities
- Outlook
- Microsoft Word
- Investment Strategies
- Proposal Writing
- Cash
- Highlighting
- Institutional Accounts
- Onboarding
- Liaison
- Business Strategy
- Due Diligence
- Risk
- Cost Benefit
- Support Staff
- Diagrams
- KYC
- Performance Management
Hector Roman Summary
- Hector Roman, based in New York, NY, US, is currently a Vice President of Trading and Portfolio Management Compliance - Investment Management at DWS Group. Hector Roman brings experience from previous roles at AMG Wealth, Morgan Stanley, PwC and Barclays Investment Bank. Hector Roman holds a 2014 - 2014 Certification in Organization Performance Improvement @ The George Washington University - School of Business. With a robust skill set that includes Financial Services, Portfolio Management, Fixed Income, Financial Risk, Risk Management and more. Hector Roman has 4 emails and 4 mobile phone numbers on RocketReach.
Looking for a different Hector Roman?
Find contact details for 700 million professionals.
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co