Harry Lam's Location
St. Louis, MO, US
Harry Lam's Work
- Compliance Manager @ Wells Fargo Advisors
- Compliance Consultant @ Wells Fargo
- Prime Brokerage Associate @ Wells Fargo
Harry Lam's Education
- Saint Louis University
MBA (Finance)
2009 - 2012 - University of Missouri-Saint Louis
(Finance Economics)
2006 - 2008 - University of Missouri-Columbia
(Chemical Engineering)
1994 - 1998
Harry Lam's Skills
- Series 7
- Investment Advisory
- Mutual Funds
- Securities
- Risk Management
- Wealth Management
- Project Management
- Series 24
- Fixed Income
- Uniform Combined State Law
Harry Lam's Summary
Harry Lam, based in St. Louis, MO, US, is currently a Compliance Manager at Wells Fargo Advisors, bringing experience from previous roles at Wells Fargo Advisors, LLC and Wachovia Securities. Harry Lam holds a 2009 - 2012 MBA in Finance @ Saint Louis University. With a robust skill set that includes Series 7, Investment Advisory, Mutual Funds, Securities, Risk Management and more, Harry Lam contributes valuable insights to the industry. Harry Lam has 1 email on RocketReach.
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