Harry Lam Email & Phone Number
RIA Solutions Executive Director @ Wells Fargo
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Harry Lam Location
- St. Louis, MO, US
Harry Lam Work
- 2026 -now RIA Solutions Executive Director @
- 2014 -2026 Compliance Manager @
- 2009 -2014 Compliance Consultant @
- 2008 -2009 Prime Brokerage Associate @
Harry Lam Education
- Saint Louis University
MBA (Finance)
2009-2012 - University of Missouri-Saint Louis
(Finance Economics)
2006-2008 - University of Missouri-Columbia
(Chemical Engineering)
1994-1998
Harry Lam Skills
- Series 7
- Investment Advisory
- Mutual Funds
- Securities
- Risk Management
- Wealth Management
- Project Management
- Series 24
- Fixed Income
- Uniform Combined State Law
- Leadership
- Management
- Asset Allocation
- Equities
- Equity Trading
- Retirement Planning
Harry Lam Summary
- Harry Lam, based in St. Louis, MO, US, is currently a RIA Solutions Executive Director at Wells Fargo. Harry Lam brings experience from previous roles at Wells Fargo. Harry Lam holds a 2009 - 2012 MBA in Finance @ Saint Louis University. With a robust skill set that includes Series 7, Investment Advisory, Mutual Funds, Securities, Risk Management and more. Harry Lam has 2 emails and 2 mobile phone numbers on RocketReach.
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