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Haley Mitchell Location
New York, NY, US
Haley Mitchell Work
2024 -now Executive Director, Head of Global Surveillance @
2019 -2024 Director @
2017 -2019 Senior Manager - Global Compliance @
2011 -2017 Senior Compliance Officer @
2010 -2011 Trade Review and Analysis @
2007 -2010 Professional Standards @
2006 -2007 Market Regulation @
2006 -2006 Legal @
2005 -2006 Legal @
Haley Mitchell Education
Canadian Securities Institute
Southern Alberta Institute of Technology
Haley Mitchell Skills
Trading
Securities Regulation
Securities
Derivatives
Corporate Governance
Banking
Regulatory Requirements
Trade Surveillance
Trade Desk Review
Equities
Electronic Trading
Trading Systems
Finance
Legal Assistance
Regulatory Filings
Risk Assessment
Risk Management
Investment Banking
Capital Markets
Investments
AML
KYC
Wealth Management
Surveillance
Private Equity
Anti Money Laundering
Fixed Income
Financial Services
Microsoft Office
Legal Writing
Strategy
Litigation
Haley Mitchell Summary
Haley Mitchell, based in New York, NY, US, is currently a Executive Director, Head of Global Surveillance at Wells Fargo. Haley Mitchell brings experience from previous roles at Scotiabank, BMO Capital Markets and IIROC. Haley Mitchell holds a Canadian Securities Institute. With a robust skill set that includes Trading, Securities Regulation, Securities, Derivatives, Corporate Governance and more. Haley Mitchell has 2 emails and 1 mobile phone numbers on RocketReach.
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