Haley Mitchell Email & Phone Number
Executive Director, Head of Global Surveillance @ Wells Fargo
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Haley Mitchell Location
- New York, NY, US
Haley Mitchell Work
- Executive Director, Head of Global Surveillance @ (August 2024 - Present)
- Director @ (August 2019 - August 2024)
- Senior Manager - Global Compliance @ (October 2017 - August 2019)
- Senior Compliance Officer @ (March 2011 - October 2017)
- Trade Review and Analysis @ (June 2010 - March 2011)
- Professional Standards @ (June 2007 - June 2010)
- Market Regulation @ (November 2006 - April 2007)
- Legal @ (April 2006 - November 2006)
- Legal @ (May 2005 - April 2006)
Haley Mitchell Education
- Canadian Securities Institute
- Southern Alberta Institute of Technology (SAIT)
Haley Mitchell Skills
- Trading
- Securities Regulation
- Securities
- Derivatives
- Corporate Governance
- Banking
- Regulatory Requirements
- Trade Surveillance
- Trade Desk Review
- Equities
- Electronic Trading
- Trading Systems
- Finance
- Legal Assistance
- Regulatory Filings
- Risk Assessment
- Risk Management
- Investment Banking
- Capital Markets
- Investments
- AML
- KYC
- Wealth Management
- Surveillance
- Private Equity
- Anti Money Laundering
- Fixed Income
- Financial Services
- Microsoft Office
- Legal Writing
- Strategy
- Litigation
Haley Mitchell Summary
- Haley Mitchell, based in New York, NY, US, is currently a Executive Director, Head of Global Surveillance at Wells Fargo. Haley Mitchell brings experience from previous roles at Scotiabank, BMO Capital Markets and IIROC. Haley Mitchell holds a Canadian Securities Institute. With a robust skill set that includes Trading, Securities Regulation, Securities, Derivatives, Corporate Governance and more. Haley Mitchell has 2 emails and 1 mobile phone numbers on RocketReach.
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